2: Before Constantine
Simon Corcoran
S
hen Apharban, envoy from the Persian king Narseh, came
before the Caesar Galerius Maximianus to beg favourable
terms for his defeated sovereign, his rhetoric met an angry
rejoinder from the Caesar:
W
You observed the rule of victory towards Valerian in a fine
way, you who deceived him through stratagems and took
him, and did not release him until his extreme old age and
dishonourable death. Then after his death, by some loathesome art you preserved his skin and brought an immortal
outrage to the mortal body.1
Thus, at his moment of triumph, the Caesar referred back to one of the
darkest episodes of recent imperial history. In ad 260, between Carrhae
and Edessa, Narseh’s father, Shapur I, had decisively defeated a Roman
army and captured the emperor Valerian (see Map 2). He recorded
these deeds for posterity in both words and images at Naqsh-i Rustam
and on the Kac ba-i Zardus̆t near the ancient Achaemenid capital of
Persepolis, preserving for us a vivid image of two Roman emperors,
one kneeling (probably Philip the Arab, also defeated by Shapur) and
the second (Valerian), uncrowned and held captive at the wrist by a
gloriously mounted Persian king (Fig. 6).2 The equally decisive victory
of Galerius over Narseh in 297 marked a dramatic reversal of fortune
and can indeed stand as symbolic of how the rulers of the first Tetrarchy
and their immediate predecessors had managed to regain firm military
and political control over the empire.
A little over ten years before Valerian’s catastrophe, the emperor
Philip had in 248 celebrated Rome’s first millennium in grand style,
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little knowing that Rome’s second millennium was to open with a
series of disasters. Plague struck Italy. Philip himself was killed the next
year in battle against his successor, Decius. With Goths and Carpi (see
Map 1) threatening the Danube frontier, Decius, still mindful of the
millennial celebrations (during which he may have been urban prefect at Rome), seems to have felt that divine protection for the empire
needed to be assured. And so in 250 he commanded universal sacrifice
from the population, the first time the Roman state had made such
an ambitious demand, requiring of its subjects proof of obedience in
the form of certificates of sacrifice.3 Many Christians did not comply and so were punished, making this the first general persecution.
Despite his efforts, however, Decius fell in battle with the Goths in the
following year. The pressure on the northern frontiers did not lessen,
indeed they were repeatedly breached, a powerful force of “Black Sea”
Goths became a naval threat in that region, while the king of Persia
started operations on the eastern frontier. Becoming emperor in 253,
Valerian also sought divine favour in unity around traditional religion,
as had Decius. This time, however, he directly attacked the clergy and
Christians of high rank in 257 and 258. Then followed his humiliating capture.4 His son Gallienus granted a peace to the Christians that
would last for forty years. This did not preserve his authority as emperor
intact, as the empire effectively split into three, with Gallienus retaining
control of only the central core. Gaul, Britain and Spain were ruled
by the so-called Gallic emperors,5 while in the east, the dynasts of the
caravan city of Palmyra, who had turned the tide against the Persians,
took control of Syria, gradually extending their rule to other eastern
provinces.6 Both regimes, however, can be characterized as essentially
loyalist rather than separatist. Further, peoples from beyond the Rhine
and Danube repeatedly breached the imperial frontiers, reaching as far as
northern Italy and even Spain, sacking Athens7 and engaging in pirate
raids around the Aegean. The empire, for the first time, found itself
more or less continuously on the defensive, responding not initiating.
The mountain region of Isauria fell into ongoing revolt,8 and some
imperial territory even had to be abandoned permanently, such as the
Agri Decumates (the reentrant angle between Rhine and Danube) and
most importantly Dacia, whose population was evacuated by Aurelian
and resettled in a renamed Dacia south of the Danube.9
This essentially military emergency has often been seen as part
of an overall crisis in which economic and social factors combined to
weaken the empire internally and threaten its disintegration in the face
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of strong external enemies, a crisis which the empire only surmounted
by transformation into the grimmer and grittier dirigiste state of late
antiquity. Thus plague and depopulation, abandonment of agricultural
land by peasants fleeing as taxes weighed ever heavier on the reducing
tax base, the decline of slavery, coinage debasement, inflation, demonetization of the economy, the demoralization of the educated curial elites
who had maintained classical culture, the expansion of new religions:
all these and more were woven into a “theory of everything” to explain
both crisis and transformation. Current views tend to greater caution.
Part of the problem is that, in assessing the crisis, the ancient evidence is
essentially thin and uneven, as well as ambiguous. For instance, can we
tell whether the plague, which spread across the empire in the 160s and
recurred periodically thereafter, had a debilitating effect on the population, thus causing or exacerbating agricultural decline, tax deficits, and
military manpower shortage? Was apparent depopulation in Egyptian
villages the result of plague mortality, flight, or migration, and might
these be temporary or permanent? And if the empire did indeed suffer population decline in the mid-second century, had it in fact largely
recovered by the opening of the third century, long before the “crisis”?
It is true of course that two mid-third century emperors died of plague
at critical moments (Hostilian in 251, Claudius Gothicus in 270), while
direct experience of plague was perceived by writers such as Dionysius
of Alexandria as a sign of moral decay or divine judgement. But in
this, as in other areas, the sense of crisis or doom expressed by contemporary authors is too impressionistic for us to take them as a reliable
confirmation of demographic realities.10
The crisis that can be seen most clearly, therefore, is essentially a
crisis of emperor and army, brought on by military emergencies. The
fault lines of the Roman Principate had been exposed. The empire of
the Severan dynasty (193–235) was still in most essentials that of Augustus
and the Principate. The Roman republic had foundered on the bloody
military rivalry of its leading men. Augustus, the ultimate victor of those
civil wars, sought to provide future stability by monopolizing military
power and glory to prevent conflict on the battlefield. To be sure, he also
co-opted the Senate and existing institutions of the “restored” republic
to run the empire and even to command the armies themselves, but
the old aristocracy always operated under the emperor’s aegis. Thus
there was just sufficient honour all round. This sleight of hand worked
well for long periods, with politics revolving around the emperor and
Senate in Rome and with the army distantly loyal upon the frontiers.
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Unfortunately, the question of the imperial succession and dynastic
security was never settled, and times of crisis, such as the fall of Nero
and the “Year of the Four Emperors” in ad 68–9 and the aftermath
of the murder of Commodus in 193–7, showed what could happen
when emperors lost their the grip on the ears of the wolf that was the
Roman state.11 After Septimius Severus emerged triumphant from the
civil wars of 193–7 and gained glory from emulating Trajan’s capture of
the Parthian capital, Ctesiphon, in 198, the military underpinnings of his
regime were less cloaked than in earlier periods. Yet the formal pattern
of government continued, with the emperor still spending extended
periods of time in Rome and central Italy, conducting business through
the Senate (to pass legislation) and employing senators (to command
provinces and armies). The political story of the third century represents
how all this vanished, being refashioned over several decades before
being consolidated and given firm shape by the organizational ability of
Diocletian (Coin 5).
Given the poor sources for the mid-third century, the details of
this process are somewhat obscure, but the broad pattern is clear. In the
east, the Parthian Arsacid dynasty, which had always constituted more
of a notional than a real threat, was replaced by the Persian Sassanids,
ambitious, capable and energised, who saw no reason why they should
not covet Syria, just as the Romans had long coveted Mesopotamia.
The former shadow-boxing with Parthia was replaced by war in deadly
earnest between two adversaries too evenly matched for either to vanquish the other permanently. In the west, German tribes merged to
create arguably more formidable new coalitions east across the Rhine
(the Franks and Alamanni), while other peoples such as the Goths and
Heruli pressed upon the long Danube frontier. The empire was not
prepared for war on two fronts. Despite its great territorial size, its army
and administration, as also its taxation, were relatively modest. There
was little in the way of reserve, in terms of troops or money.
With this military situation obtaining on the edges of the empire,
the relationship of emperor and army was thrown into sharp relief.
Antoninus Pius (138–61) had governed for over twenty years in the
mid-second century without leaving Italy (and thus without seeing
his armies). This was now a forgotten luxury. Emperors had to fight,
and fight effectively. The first emperor to suffer from this new reality
was Alexander Severus (222–35). Having failed to win decisively over
the Persians, he was eliminated at Mainz by his own troops, who had
found on their return west that their homes had been ravaged by tribes
from across the Rhine. Emperors who failed were swiftly punished,
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those who were absent and seen as neglectful saw usurpers raised to
meet regional needs, until eventually military proclamations of emperors
became almost casual, as soldiers sought not just effective commanders
but personal enrichment from overfrequent donatives.
Yet the empire weathered the military crisis. After the assassination of Gallienus (268), a series of emperors, largely from the Danube
provinces and not from the traditional senatorial or even equestrian
elites, regained the upper hand. Claudius Gothicus (268–70) well earned
his name defeating the Goths, while Aurelian (270–5) traversed much
of the empire as he brought the Gallic and Palmyrene territories back
under central control. Yet even at the height of the crisis, we should
not imagine war overwhelming all parts repeatedly. Many areas were
largely unaffected by distant fighting or suffered only occasionally.12 In
general, Roman forces could and still did win their engagements, only
now they could not count on perpetual victory. The most crucial issue,
however, was the vulnerability of the emperor, whom compulsory sacrifice, tutelary deities, and titles such as dominus et deus (lord and god),
did little to protect from arbitrary liquidation. As the empire became
more secure, what of the security of the emperors?
It was against this background, with the imperial administration
and army restructuring even as they weathered and finally surmounted
the crisis, that Diocletian became emperor. The young emperor Numerian (283–4), travelling with his troops westwards from Mesopotamia
(where his father had mysteriously died), had reached Nicomedia in
Bithynia and then also died (mysteriously as well), his death apparently concealed by his father-in-law, the praetorian prefect Aper. On
November 20, 284, the troops acclaimed Diocles, commander of the
bodyguard, as emperor, and he promptly and by his own hand “executed” Aper as a regicide. Changing his name to the more Latinate
and grand “Diocletianus” shortly after his accession, the new emperor
then advanced into the Balkans to confront the already existing emperor
Carinus, Numerian’s brother (spring 285). In the ensuing battle, which
does not seem to have been going Diocletian’s way, the unpopular
Carinus was assassinated by his own side, and Diocletian was left as sole
emperor. The truth about the messy disposal of the two sons of Carus
and Diocletian’s role in it will never be known. Yet regardless of how he
had risen to the top, the new emperor proved to have both the energy
and ingenuity to stay in power for two decades and carry out a wide array
of reforms, building, it is true, on already existing trends and the efforts
of his predecessors, but giving a new coherence and shape, durability
and effectiveness to the imperial administration. This earns him a place
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as one of the “great” rulers of the empire, a moulder of a new imperial
matrix, even as was Augustus. As the latter stood at the beginning of the
Principate, so, conventionally, Diocletian is seen standing at the threshold to the Dominate, a period characterised by a more authoritarian,
militaristic, ceremonial, and bureaucratic style of imperial rulership.
One of the first acts of Diocletian was probably also his most
important decision.13 He appointed a comrade-in-arms, Maximian,
to be his coruler (Coin 7). The exact chronology is uncertain, but
Maximian was made Caesar in 285 and then a full Augustus in 286.
The appointment of a coruler was nothing new. Augustus had shared
key imperial powers with colleagues, and formal coemperors had from
time to time existed from the reign of Marcus Aurelius. Many thirdcentury emperors shared office with others (usually their sons) bearing
either the lesser title of “Caesar” or the full title of “Augustus.” The
appointment of Maximian, however, was to prove crucial. Maximian
was not always militarily effective and certainly seems to have had many
moral deficiencies, but in one area he did not lack: as both contemporary panegyric and invective agreed, he was unswervingly loyal to
Diocletian, and so the axis between them provided the necessary stability that allowed their rule to survive and their reforms to be enacted. The
assumption of the titles Iovius and Herculius by Diocletian and Maximian
c. 287 symbolised their relationship, with Diocletian, Jupiter-like, devising and commanding, and Maximian as Hercules heroically performing
his allotted tasks (Coins 6 and 7).14
Maximian’s first task was to pacify the revolt in Gaul of the
Bagaudae – often seen as rural insurgents although their leaders claimed
imperial titles – which he successfully completed. Meanwhile, raiding by Saxon pirates in northern Gaul was suppressed by Carausius,
a commander subsequently suspected of inappropriately siphoning off
booty – if not collaborating with the enemy. Usurpation still seemed
the answer to any local difficulty, so Carausius declared himself emperor,
seizing control of northern Gaul and Britain, yet claiming to rule as a
legitimate colleague. This usurpation Maximian was unable to suppress, especially given barbarian crossings of the Rhine frontier, most
memorably during Maximian’s inauguration ceremony as consul on
January 1, 287. Campaigning against the German tribes was a priority,
which Maximian carried out with success both on his own and later
in a joint operation with Diocletian in 288. Diocletian himself was also
busy both in the east and on the Danube. When they met again in
northern Italy to confer early in 291, it was becoming clear that even
two joint-emperors were overstretched.15
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Thus on March 1, 293, two more rulers were appointed, endowed
with the lesser rank of Caesar, one in effect to serve under each Augustus:
thus the first Tetrarchy was born. The men chosen were Constantius
(Coin 8) and a second Maximian, usually referred to as Galerius from
his nomen (Fig. 7). Diocletian had no son, and Maximian no grown
son, and these two men were obvious choices. Each originated from
the Balkans, had an army background, and, it seems likely, had already
been married to an imperial daughter (Galerius to Diocletian’s daughter Valeria, Constantius to Maximian’s daughter Theodora).16 The new
Tetrarchy soon proved itself militarily effective. In 293 Carausius, losing
his Gallic territory when Constantius took Boulogne, was murdered
by one of his own officials, Allectus. In 296 Constantius then invaded
Britain, brought the rebel regime to an end, and proudly proclaimed
that he had “restored eternal light.”17 Maximian, after a sojourn in
Spain, campaigned across North Africa against rebel tribes called in the
sources Quinquegentiani, ending up triumphantly in Carthage in 298.
Meanwhile Diocletian campaigned successfully on the Danube, and
Galerius, having suppressed one Egyptian revolt in 293 or 294, was
directed towards the eastern frontier. A second serious rebellion in Egypt
in 297 was suppressed by Diocletian, who forced the bloody surrender
of Alexandria in 298. In 296, Galerius suffered an initial reverse at the
hands of the Persians – being in consequence humiliated by Diocletian –
but in 297 he regrouped and went on to win a spectacular victory over
the Persian king Narseh, capturing the king’s harem and eventually
taking the capital at Ctesiphon. The subsequent peace treaty secured
Roman territory in Mesopotamia and even a protectorate over regions
beyond the Tigris, as well as the tenure of the Armenian throne by the
Roman client Tiridates (Trdat) III.18 The last years of the reign were
largely – though not entirely – peaceful, so that when Diocletian and
Maximian visited Rome in November 303 for their twentieth anniversary (vicennalia), they could celebrate a well-deserved triumph. Their
Prices Edict of 301 describes “the peaceful state of the world seated in
the lap of a most profound calm,” a picture of a world at peace that was
not optimistic propaganda but a fair description of reality.19
Military needs may have driven Diocletian’s decision to create his
imperial college but did not limit his sphere of activity. His reign saw
a whole series of reforms enacted that largely set the pattern for the
later Roman empire. This does not mean that these all happened at
once. Few, indeed, can be exactly dated, although the mid-290s following the creation of the Tetrarchy seems to have been a key period.
The four rulers must also have built on what had already been done by
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earlier emperors less well served by the surviving evidence.20 Certainly,
however, many things crystallized and took firm shape, because Diocletian, unlike his immediate predecessors, managed to stay in power for
two decades and in control of most of the empire for most of the time.
Planning, experimentation, development and implementation became
more practicable.
The first point to note is that the imperial office itself had mutated.
The origin of emperors had dramatically changed. The first emperors were aristocrats of ancient Roman lineage, but as local elites were
incorporated into the imperial system, emperors came from all round
the empire: Gaul, Spain, North Africa and Syria. Yet no-one became
emperor who had not first become a senator until the praetorian prefect Macrinus, of equestrian rank, gained the throne in 217. As military proclamations subsequently became the norm, many men became
emperors who had risen through the ranks of the army and had little or no connection to existing elites, especially after 268. It was the
Danubian provinces, by no means the richest or most cultivated in the
empire, which provided most of these third-century “soldier emperors,” men often characterized as rude and unlettered. Following this
pattern, Diocletian and his three colleagues in the first Tetrarchy were
all from the Balkans and seem to have risen through the ranks. Diocletian himself, from Salona in Dalmatia, is said to have been of servile
origin, although more likely the son of a freedman (like the emperor
Pertinax) than a freedman himself. Whatever his personal education,
however, he was happy to encourage the traditional liberal arts, at least
in their Latin guise – he summoned the eminent rhetor Lactantius
from Africa to be professor of Latin rhetoric at his new capital of
Nicomedia.
Another obvious change in the imperial office was its multiplication. As already noted, there had been joint emperors at various times
since the reign of Marcus Aurelius and Lucius Verus (161–9), and thirdcentury emperors had routinely made their sons Caesars or even coequal
Augusti. The constant usurpations and proclamations, especially the
fragmentation of the empire under Gallienus, showed clearly how difficult it was for a single emperor to meet all challenges and be in all
necessary places at once. It is true that Aurelian as sole ruler managed in a crowded five years to reunite the empire, but Diocletian does
not seem to have considered that reigning alone was a realistic option.
The appointment of Maximian as Caesar, then Augustus, was his initial
approach, and it took him several years to decide what further manner
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of imperial collegiality was needed. The pattern of the first Tetrarchy,
with two Augusti and two Caesars, seems too crafted to be simply an
unplanned response to crisis. It not only created more princes to deal
with multiple emergencies but implied an order of succession fixed
in advance within a new dynastic framework – marked also by the
appellations Iovius and Herculius in, respectively, east and west. Whether
Diocletian had already mapped out all aspects of this system, however,
can hardly be known. His eventual abdication was certainly not something that ordinary provincials were led to expect in advance.21
A major change of style took place in the imperial office. In
place of the quasi-republican “first among equals” façade adopted by
Augustus (defined as civilitas), the emperor was set apart, purple-robed,
diademed, even his shoes studded with gems: subjects now had to prostrate themselves before him, and the most fortunate were permitted
to kiss the hem of the imperial robe (adoratio, proskynesis). Eunuchs
attained new prominence as palace servants.22 The relatively informal
council (consilium) of advisers chosen by the emperor and before whom
he conducted much business was still in existence under Diocletian,
and indeed under Constantine,23 but the greater formality of court
ceremonial must already have been transforming it into the consistory
(consistorium) of later emperors, so called because all except the emperor
had to stand. We do not know the exact chronology of this development, but it is almost universally attributed in the ancient sources to
Diocletian himself. Yet the emperors still seem approachable, given the
number of responses to petitions (rescripts) they issued, even to those
of low status.24 They spent much time on the dusty road, in motion,
on campaign, not permanently immured in tightly controlled palace
spaces. People would flock from miles around to see the imperial train
pass by, as happened when Diocletian and Maximian came to Milan
to confer in the winter of 290/1, and the formal entry of an emperor
into a city was a much repeated ceremony.25 Emperors remained highly
visible.
The position of Rome had also changed, despite the focus that the
millennial celebrations of 248 had brought upon the city. The emperors
of the mid-third century spent time there when they could, and taking possession of Rome was still a primary aim for any emperor who
wanted to be seen as legitimate. Even an emperor as militarily busy as
Aurelian found time to intervene in the affairs of the city, and of course
he provided the city with its first new circuit of walls in more than five
hundred years. However, the succession of invasions and usurpations
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made spending time in Rome increasingly difficult, and with the
accession of Diocletian, the imperial presence there largely ceased.
Despite his entering northern Italy in 285, it is far from certain that
he came down to Rome at this time, so that his only visit would be for
the vicennalia celebrations in 303.26 Even Maximian, based in Italy, seems
seldom to have been in Rome. Only his son Maxentius, already resident
before usurping the purple in 306, made Rome his principal base.
For more than a hundred years after Diocletian, Rome was not an
imperial seat, only the venue for occasional ceremonial visits. Diocletian’s Rome was still of course the proper capital, privileged, untaxed,
fed with free wheat and pork (to maintain its swollen population), kept
amused by games and races, and provided with other amenities. It was
the seat of the wealthy but largely decorative and impotent Senate and
the principal home of the Praetorian Guard, both of which bodies had
long since lost their influence in choosing emperors. A large area of the
Forum Romanum had been destroyed by fire under Carinus and was
extensively rebuilt – so that the Senate House (Curia Julia) we see today,
after thirteen centuries of existence as the Church of S. Adriano, is the
building restored to its Tetrarchic form.27 When he returned in triumph
from Carthage in 298 or 299, Maximian matched the baths he had had
built there in his own name by providing Rome its largest ever bath
complex, the Baths of Diocletian (see Map 3.1).28 Yet when Galerius
approached Rome to besiege Maxentius in 307, he was, according to
Lactantius, surprised at the city’s size, having never seen it before. Perhaps this inadvertence explains also his disastrous decision to try and tax
the population of Rome in 306.29 Galerius’s situation was Gallienus’s
in reverse, with “legitimate” rulers everywhere but Rome. Rome was
still powerfully symbolic, but for an emperor it was more a luxury than
a strategic necessity.
Since emperors could no longer govern from Rome, they needed
other bases, and although emperors had travelled and rested in many
places over the years, it was only during the Tetrarchic period that a
number of strategic cities around the empire came to serve sufficiently
often and for sufficiently long to be considered as virtually alternative
imperial seats, and indeed were adorned with suitable buildings. There
were, however, dozens of cities overall which enjoyed occasional or frequent imperial visits, and emperors are better seen as men constantly
on the move, not men at rest.30 Further, not every monumental building of the period betokens an emperor’s presence.31 Nevertheless, the
typically favoured Tetrarchic residence could boast an imperial palace,
often attached to a circus, as well as other newly built amenities such
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as grandiose baths. Imperial mausolea, the permanent resting places for
rulers and their dynasties, were also built in such cities or at other sites
distant from Rome. Among the most prominent of the new “imperial”
cities were now, in Italy, Milan (main capital of Maximian); in Gaul,
Trier (capital of Constantius) as well as Arles; in the Balkans, Sirmium
(the best launching place for campaigns on the Danube), Serdica and
Thessalonica;32 and in the east, Nicomedia33 (Diocletian’s favourite) and
Antioch (the main base for overseeing the frontier with Persia). Even
in Rome, home of the original palace-circus complex (Palatine-Circus
Maximus), Maxentius built himself a Tetrarchic imitation a short way
beyond the walls along the Via Appia, comprising a palace, circus and
mausoleum.34
With the emperor, wherever he travelled or resided, went his
comitatus, the core of the imperial court, administration, and army, and
just as there were multiple emperors, so there were multiple comitatus, staffed in a largely identical manner. The chief officials at court
were now almost exclusively of equestrian rank, holding offices that
were not new, although sometimes restyled. At the top were the praetorian prefects, one at the side of each Augustus, holding the rank of
vir eminentissimus (the highest equestrian rank, reserved for them alone)
and acting as a college like the emperors they served, although none
was ever again elevated to become emperor, as Macrinus, Philip and
Carus had been. Although not yet entirely devoid of a military role
in the Tetrarchic period (thus Asclepiodotus played a key part in the
reconquest of Britain), they were now principally civilian officials, with
wide powers, even inappellable jurisdiction, and concerned most of all
with provisioning of the armies.35 The remaining officials were ranked
viri perfectissimi. Among these were the chief financial officers (rationalis
summae rei and magister privatae, for respectively public finances and the
imperial estates), below whom was an expanded hierarchy of officials
at the diocesan and provincial level. There were also the “palatine secretaries,” concerned with the emperor’s correspondence and judicial
functions (including the magistri epistularum, one each concerned with
correspondence in Latin and in Greek, the magister libellorum, concerned
with rescripts issued in reply to petitions, and the magister memoriae, exact
duties unspecified).36 The officials in this imperial civil service in fact
had a very military appearance. Their service was called “militia,” and
their insignia and dress were largely military as well. Coupled with this
grew a tendency, discernible though not yet universal under Diocletian, for officials to mark their status in the imperial service by adapting
their names. Thus, in the Tetrarchic period many governement officials
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assumed the nomen “Valerius” (as carried by Diocletian, Galerius and
Maximian). This trend became much more marked from Constantine
onwards with the widespread adoption of “Flavius” (as carried by Constantius and Constantine).37
As regards the army, Lactantius accused Diocletian of “multiplying
the armies, since each of the four [Tetrarchs] strove to have a far larger
number of troops than previous emperors had had when they were governing the state alone.” On the other hand, Zosimus praises Diocletian
for keeping troops strung out along the borders and strengthening frontier defences, in contrast to Constantine’s withdrawal of troops to distant
inland cities.38 Both these views are at least in part true – despite the bias
of each writer, and in Zosimus’s case two centuries’ worth of hindsight.
There was certainly a marked increase in the overall size of the army,
as fighting units were smaller but vastly more numerous. These units
generally fell under the control of duces (equestrian generals) rather than
provincial governors as previously, although many were also unified to
form the growing mobile field armies which followed each emperor’s
comitatus. Several emperors, each with an army, meant that multiple
military operations could be carried out, but emperors sometimes came
together to co-operate (as did Diocletian and Maximian in 288), and
some campaigns required the gathering and relocation of troops on an
extensive scale, as for the campaign against Narseh.39
As regards provincial administration, the provinces were now
“sliced and diced” (in frusta concisae).40 Subdivision of provinces was
not new, but Diocletian seems to have undertaken much more extensive reorganization than his predecessors (even if not necessarily as part
of a single act). Almost all provinces now had an equestrian praeses,
who came to be shorn of any remaining military duties and so was primarily concerned with matters of law and tax. But the provinces were
also grouped together into twelve larger administrative units called dioceses, each in the charge of a vicarius or vicar (literally “a deputy”)
of the praetorian prefects, representing an intermediate level of jurisdiction between governor and prefect or emperor. In theory, by concentrating the efforts of governors on purely civil matters in smaller
provinces and providing an extra-regional layer of government, greater
efficiency and control should have been achieved. Given the largely
parallel provincial/diocesan organization of the financial departments,
the summa res and the res privata, the size of the civil service was certainly much increased and, with the often minute regulation of seniority
and remunerations, gives a strong impression of a “bureaucratic” state
apparatus. It is difficult to audit the true effectiveness of this expanded
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administration, but there is no dispute that there was more government
than previously.41
This provincial reorganization for the most part excluded senators,
who in Diocletian’s reign reached their nadir in terms of participation in
administration and government. Gallienus is credited in the sources with
banning senators from the army, but this probably stands as symbolic
not of a single legislative act but of a longer process during the third
century, as more army officers rose from within the ranks and aristocrats
increasingly avoided an unduly dangerous calling. Thus, by the time of
the Tetrarchs, a typical senatorial career was at once civil in nature and
largely Italian in setting. Senators might hold the traditional magistracies and other administrative posts in Rome and Italy, including the
governorships (often with the title corrector) of the newly created Italian
provinces and curatorships of individual cities. The highest magistracy,
the consulship, was still held, although 60 percent of consulships in the
period 285–305 were held by members of the imperial college and still
others by their praetorian prefects promoted into the Senate. The more
successful senators would go on to enjoy the traditional proconsulships
of Africa and Asia, both much reduced in size by the calving of new
provinces.42 The most powerful senatorial post, however, was probably
that of urban prefect, in charge of the city of Rome and its environs,
a post which was enhanced in importance by the more or less permanent absence of the emperor and which, like the praetorian prefecture,
came to entail an inappellable jurisdiction, as if of a surrogate for the
emperor.43
In many ways the true administrative unit in the empire had not
been the province but the city. In the early empire, the local aristocracies
of each city focussed much attention on local politics, with traditional
political rivalries limited to competitive extravagance, adorning towns
with public buildings, and setting up endowments for games and free
distributions (“civic euergetism”). Indeed, much of our sense of what
antique cities were like physically – especially the well-preserved cities
in Anatolia, Syria, or North Africa – derives from the outburst of building in the first two centuries ad. This confident local activity stalls in
the third century. For instance, the imperial letters confirming its traditional privileges sent to Aphrodisias in Caria and proudly inscribed
in public come to an end after Valerian and Gallienus. The next imperial texts carved are proactive imperial edicts, set up on the orders of
the provincial governor.44 Surplus wealth was now scarcer, or at least
more carefully guarded, as the most successful of the local elites joined
the imperial aristocracy and redirected their interests. And they were
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certainly glad to gain immunities from various impositions upon their
persons and property (munera, or liturgies) required by their city and the
central government. There was still sometimes competition to join the
city council. After all, decurions (members of the local city councils, or
curiae) counted as the lowest level among the honestiores (those citizens
entitled to more lenient treatment at the hands of the law, being exempt,
for instance, from torture). And Diocletian and Galerius both granted
the privilege of city status in response to petitions, with the express
wish to foster the increase of the number of cities in the empire.45 At
the same time, the burdens on decurions had increased, especially as
they often seemed little more than unpaid tax collectors or providers
of services for the central government. Cities fell under tighter control by provincial governors, they ceased to mint their own coinages by
the 270s, and increasingly they lost any financial independence.46 The
reign of Diocletian saw the introduction of the new offices (although
with old titles) of curator, defensor, and exactor, tied closely to the imperial administration.47 The long tradition of the self-governing city was
severely dented. Indeed, local initiative could be viewed with suspicion.
The city council of Antioch was executed by Diocletian for having raised
forces to defeat an attempted usurpation in 303.48 In response to these
pressures, decurions attempted to find some means to gain immunity
or exemption from their curial duties (a common theme in petitions
to emperors), usually through the acquisition of a higher rank, especially those consequent to holding particular offices; such promotions
were all the better if they could be achieved by notional office-holding
without the need actually to have performed any duties.49 Indeed, the
equestrian order itself, never a truly uniform body, seems to have been
changing into an aristocracy of office. It was no longer the case that
men already possessed of the rank were eligible for the office; rather,
men who acquired the office became appointed to the correct rank. Yet
the more who escaped into the higher ranks (usually the wealthier), the
greater the burden on those left behind. In extreme cases, decurions
might simply flee, in the manner of an oppressed peasant or slave.
One particularly severe problem for the emperors was imperial
finance. The principal drain upon resources was paying the soldiers
their regular salary, but additional burdens included distributing frequent donatives, now expected rather than being a rare bonus, as well
as keeping them supplied and fed. The state had always had fairly shallow
reserves, easily squandered by a profligate emperor or eaten up by a prolonged military campaign, and liquidity had been maintained by a gradual adulteration of the main silver coinage. By the mid-third century, this
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had become a base metal coinage coated in a silver wash and thus bore little relationship to its old face value. Coinage never ceased to be generally
used, but for the government, direct requisition became more significant, making the raising and spending of money taxes of reduced importance. Some such levies had long existed (such as the annona, the grain
supply for Rome), but they became more widespread, although extraordinary rather than systematic. This Diocletian sought to regularize.
As already noted, the financial administration mirrored the provincial, with the central officials of the comitatus at the top and subordinates
at both the diocesan and provincial levels. There is clear evidence now
for state factories established in many provinces, producing arms, clothing, purple dyed cloth, and linen for both types of militia. There now
existed a mint in almost every diocese. The five-year census cycle was
revitalized so that the whole empire could be assessed on a more systematic basis, with the previous patchwork of exempt city territories
and other anomalies (principally Italy) overwritten. When the various
taxes, whether in kind or money, were to be levied, it would be on a
census assessment designed to give a theoretically fair estimate of wealth
in land and the size of the (rural) population. Urban areas and populations were generally exempt under Diocletian (although certain types
of impost did fall upon the urban populations). This new Diocletianic
system is generally referred to as iugatio vel capitatio.50 Land of different
types was reduced to notional units called iuga, similarly individuals to
notional units called capita, and then these were added up to a total for
a city or village. How such units were measured or counted, as also
the terminology, varied between provinces or dioceses, so the system
was not entirely uniform. But it was broadly speaking consistent. It also
brought officials of the central government into contact with the minutiae of local conditions: censitores in Syria fixed village boundaries, while
in the diocese of Asiana (in western Anatolia and the Aegean islands)
inscriptions were erected to record the assessed value for various estates
in regard to their differing types of agricultural land, their livestock, and
their tenants and slaves.51 Lactantius describes the system in typically
unforgiving fashion, as characterized by waves of officials resorting to
torture of the taxable population in order to maximize the value of
census returns. This was no distant farming out of taxes (although some
indirect taxes were still put out to farm) but the state’s projecting its will
directly down to the lowest level.52
In a related area, Diocletian sought to stabilize the currency
through a sweeping coinage reform in the mid-290s, which also saw the
ending of the last separate coinage in the empire (that of the Alexandrian
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tetradrachm). In addition to a more plentiful gold coin (the aureus,
struck at sixty to the pound, valued at 1,000 denarii), a new true silver
coin (the argenteus) was introduced, with the low-value copper coins
still freely minted, representing vestiges of the old denarius.53 The government tried where possible to pay out in base metal, as with donatives
to soldiers mentioned in the Panopolis Papyri of ad 300, or to make
compulsory purchases of precious metal.54 But Diocletian’s manipulation was not successful. The coinage had to be retariffed in 301 in a
series of decrees, while the most famous of Diocletian’s enactments, the
monumental Prices Edict, also of 301, sought to put a ceiling on prices
for several hundred categories of goods and services.55 The ambition of
this measure is quite staggering, as is the fact that some governors were
sufficiently behind it to cause at least forty copies to be inscribed on
stone across their provinces. The emperor’s perception of the problem
was probably distorted, unduly influenced as it was by temporary price
fluctuations wherever his massive and disruptive comitatus appeared. But
the aim of price control was certainly valid and operated in the immediate interest of army and administration. The market, by contrast, did not
prove amenable to such attempts at fixing. Goods disappeared. Inflation
continued. The measure was a bold failure.
The mass of the free population had been enfranchised and made
Roman citizens (carrying the nomen “Aurelius”) by an edict of Caracalla
in ad 212 (the Constitutio Antoniniana). Following this, the citizenship,
once prized, was no longer so valuable, as the real distinction had come
to be that between the upper echelons of society (honestiores: the more
honorable) and all the rest (humiliores: the more lowly), who came to
suffer the judicial treatment and punishments reserved for subjects and
slaves. In theory, however, Roman law was now applicable to entire
provincial populations. Even if in practice most people would continue
their lives as before, following local custom and remaining distant from
legal institutions, the law was there for those who chose to use it. The
emperors themselves, aside from the direct hearing of cases and appeals,
issued many rescripts on points of law in response to petitions from all
manner of their subjects. Diocletian himself seems to have been chauvinistically Roman in approach, with a stress on traditional Roman
values and institutions. He set his face against bigamy, incest, and certain other non-Roman practices. Just as he tried to foster Latin in his
newly chosen capital Nicomedia by appointing Lactantius as professor
of rhetoric, so it is no surprise to find that the first two Roman law
codes, the Gregorian and Hermogenian Codes, consisting largely of
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rescripts in Latin, were issued in the 290s. The extent of Diocletian’s
direct involvement is unknown, although the lack of imperial nomenclature for the codes suggests that these were not, strictly speaking,
official projects. But both codes comprised principally rescripts of Diocletian, his colleagues and his imperial predecessors, and one of the
compilers, Hermogenian, went on to become Diocletian’s praetorian
prefect. These new resources would have been tremendously useful for
his expanded roster of governors as they attempted to apply Roman law
to the mass of theoretical Roman citizens in their provinces, citizens
whose legal status and cultural identity interacted in varied and complex
ways.56
As regards religion, Diocletian was conservative. However diverse
the religions of the empire, and in contrast with a ruler such as Aurelian,
who had favoured the cult of the Sun (Sol) with a fine new temple in
Rome, Diocletian seems to have sought security in the traditional. To
symbolize his rule, as noted above, he chose two tutelary deities, the
ruler-god Jupiter and his son Hercules, and adopted the sobriquets for
himself and his appointee Maximian, Iovius and Herculius respectively.
The imperial colleagues thus assumed the divinized roles of commander
and subordinate. Seemingly, this was a matter not simply of seeking
divine favour from traditional gods but also of the reverse, of Diocletian
publicly asserting his confidence in them. Although not generally used
as part of the emperor’s otherwise extensive titulature, these titles recur
regularly as a matching pair to designate imperial entities – military
units, provinces, buildings. They were also intended to mark out the
line of succession in east and west – with Iovius passing to Galerius
and Maximin and Herculius to Constantius and Severus. Jupiter and
Hercules (also Mars) are, not surprisingly, prominent on the coinage
(Coins 6 and 7). So too are images of all four emperors embracing
or performing a traditional sacrifice in unison (Fig. 8, Coin 9). This
emphasis on the Roman manner found in some of Diocletian’s legal
rulings includes an emphasis on the consonance of old Roman virtue
with divine favour and the importance of both being maintained. This
is clearly expressed in an edict issued by Diocletian from Damascus
in 295 against incest, which is characterized as both impious and unRoman. But unwarranted religious novelty was also seen as the mark of
a subversive fifth column. In a famous rescript sent to the proconsul of
Africa from Alexandria in 302, Diocletian decreed strong action against
the Manichees – a dualist religious sect that combined elements of
Jewish, Christian, and Persian religion – as surrogates of the Persians.57
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Given this attitude, it is perhaps not surprising that, despite the long
years of peace for Christians which seem to have brought them deep
within both army and court, Diocletian and some around him saw them
as endangering the conformity necessary to ensure divine favour. Diocletian is depicted as highly superstitious, constantly seeking divine indications for the future, and thus easily roused against Christians at court
blamed for hindering the success of his sacrifices. Others at court, such as
Sossianus Hierocles and Porphyry, seem to have been engaged for much
longer in intellectual battle with Christians, which they were prepared
to continue in a more deadly manner.58 And so, with the army already
purged of Christians as early as 299,59 an edict was promulgated from
Nicomedia in February 303 under which churches were to be pulled
down, Christian scriptures surrendered for destruction, Christians of
rank stripped of their status, and even those who were imperial freedmen reenslaved. The edict was being enforced in Palestine by March
and in Africa by May. There followed later in 303 the arrest of clergy,
to be freed if they apostasized by offering sacrifice – although many
were freed after coerced or even only notional compliance under an
amnesty for the vicennalia in November 303. In 304 a further measure
requiring universal sacrifice was implemented. After Diocletian’s and
Maximian’s abdication in 305, the impetus of the persecution seems to
have abated, and in the western provinces it was formally terminated by
Constantine and then Maxentius in 306.60 The strongest continuation
was in the eastern territory of the new Caesar Maximin whose fervour
continually renewed the persecution. He used the census registration as
a tool to enforce sacrifice, ordered the sprinkling of polluting libations
in public places, thus effectively denying to Christians participation in
civic life, and also attempted to set up a pagan hierarchy in imitation
of church organization. He then neutered Galerius’s eventual edict of
toleration of April 311, orchestrating a series of petitions as a pretext
for expelling Christians entirely from various cities during 312. Even
he, however, when defeated and near death, was forced to concede
toleration in 313, thus marking the end of the “Great Persecution.”61
The whole enterprise had sought to eviscerate the church by assaulting its fabric, its hierarchy, its holy books, and by making Christianity
simply too costly for those of any rank or aspiration. Success in persecution was best assessed not by the numbers tortured to death but by
the numbers who apostasized. Nevertheless, enforcement was uneven,
depending largely on the enthusiasm of governors or local magistrates,
or even on the propensity of eager would-be martyrs seeking confrontation. Not all measures were promulgated equally everywhere, and even
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within the imperial college Constantius seems to have complied only
reluctantly and minimally,62 in contrast to Maximin’s later zeal. The
persecution had been launched at a time when the empire was more
stable and peaceful than for many years, with Christians having enjoyed
toleration since the capture of Valerian over forty years before. Indeed,
in contrast to spontaneous local outbursts of persecution in the early
imperial period, this empire-wide official persecution – as earlier those
of Decius and Valerian – does not seem to have rested upon significant
popular support.63 The most long-lasting effect of the persecution was
unintended, the enduring divisions it created between Christians over
treatment of the lapsed, most particularly the Donatist schism in Africa.
Thus a style of government that was immensely ambitious – not just in
rhetoric but in attempts at enforcement, although apparently successful
in implementing detailed census arrangements – could not impose its
will in other areas, whether the control of prices or the suppression of
Christianity.
So not all the projects that Diocletian undertook were successful.
But our judgement upon him and the Tetrarchy should not rest upon
certain failures but take account of their considerable achievements.
By surviving for twenty years, Diocletian was able to enact directly or
otherwise enable or complete an extensive reorganization of provincial
government, taxation and finance, law and the administration of justice,
as well as restyle the very office of emperor and enjoy significant military
success, both controlling internal revolt and external aggression and
even extending the empire in Mesopotamia. Diocletian’s last act is one
of his most innovative but least successful. There was no close parallel
for the voluntary abdication of an emperor – the closest is perhaps
Sulla’s surrender of his dictatorship in 80 bc, an act later viewed by
some as folly.64 The symmetry of the Tetrarchy, with two Augusti and
two Caesars, suggests that Diocletian envisaged not simply a military
partnership to deal with multiple emergencies but in due course the
promotion of the Caesars to Augusti, with new Caesars appointed to
fill their place, thus solving the perennial problem of the succession.
There is, however, no way of knowing whether a planned abdication,
as opposed to the chances of mortality, was in truth part of Diocletian’s
original plan. For instance, we cannot tell when the monumental palace
at Split on the Dalmatian coast, to which Diocletian retired, was begun
(or finished), or if it was originally intended for a retired emperor at
all.65 It does seem, however, that, during the vicennalia celebrations in
Rome in November 303, Diocletian extracted on oath a promise from
Maximian to join him in abdication.66 The exact timing, however,
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appears in the end to have resulted from a combination of Diocletian’s
failing health and Galerius’s impatient ambition. In May 305, Diocletian
surrendered power in his beloved Nicomedia, with Galerius now
Augustus and Galerius’s nephew Maximin as Caesar, and Maximian
resigned at Milan, with Constantius now Augustus and the otherwise
unknown Severus as Caesar.67 In many ways, Galerius is the proper heir
of Diocletian, striving to imitate Diocletian’s policy as Tiberius did that
of Augustus. Ignoring Constantius the theoretical senior and anticipating his death, Galerius strove to maintain the Tetrarchic structure on
his own terms, parodying the pivotal role that Diocletian had played
previously, envisaging for himself also an abdication and retirement to a
vast palace after twenty years of rule – planned for 312 (see Fig. 5, which
shows the model of Galerius’s recently excavated palace Romuliana at
Gamzigrad).68
But the simultaneous management of four rulers and four potential
lines of succession was too much. Diocletian had been forced to choose
colleagues not related by blood, simply because of a lack of alternatives – just as the “adoptive” second-century emperors only adopted so
long as they had no sons of their own. But by the time the first Tetrarchy was ready to give way to the second, there were two adult sons
of existing rulers – Constantine, son of Constantius I, and Maxentius,
son of Maximian. While hereditary succession had never safeguarded
an emperor against rebellion or assassination, leaving imperial heirs alive
but excluded proved an extremely dangerous policy, which may help
to explain the brutal extermination of imperial relatives by Licinius in
313 and the sons of Constantine in 337. Within eighteen months of
Diocletian’s abdication in May 305, the attempt to replicate Tetrarchic
symmetry broke down as the ailing Constantius died in July 306, and first
Constantine and then Maxentius seized power. Even Maximian undid
his abdication. Diocletian, by contrast, famously refused to resume the
purple. At a conference held at Carnuntum in 308, he resisted calls
for his resumption of power, having limited himself to the assumption of the consulship for that year and lending what prestige he had
left to shore up Galerius’s attempt to preserve the Tetrarchic structure.
Although the Tetrarchic idea succeeded as a solution to the problems of
imperial government as long as Diocletian ruled, it failed to provide a
definitive blueprint for collegiality. Even so, given the undoubted need
for multiple emperors, as shown by the non-consensual division of the
empire into three parts under Gallienus, Diocletian had demonstrated
that harmonious collegiality of some sort was not only necessary but
both possible and effective.
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Further Readings
Although there is now less optimism about the possibility of definitive histories for any period, the first recourse for the third century
and the Tetrarchy is now likely to be the second edition of The Cambridge Ancient History, vol. 12, The Crisis of Empire, ad 193–337, ed. A.
Bowman, A. Cameron, and P. Garnsey (2005; replacing the previous
1939 volume). There is also the recent volume of the Routledge History
of the Ancient World entitled The Roman Empire at Bay ad 180–395 (2004),
by D.S. Potter. Many invaluable articles (often in English) are contained
in Aufstieg und Niedergang der römischen Welt, vol. 2.2, ed. H. Temporini
(1975). For regional views, see J. Drinkwater, The Gallic Empire (1987);
R. Stoneman, Palmyra and Its Empire (1992); F. Millar, The Roman Near
East, 31 bc–ad 337 (1993); and D. Rathbone, Economic Rationalism and
Rural Society in Third Century ad Egypt (1991). The emperor’s legal role
from Severus to Diocletian is examined by T. Honoré in Emperors and
Lawyers (1994). On Diocletian and the Tetrarchy, S. Williams’s Diocletian
and the Roman Recovery (1985) is very serviceable, although Chapter 1 of
T. D. Barnes’s Constantine and Eusebius (1981) is the most powerful and
succinct account. T. D. Barnes’s The New Empire of Diocletian and Constantine (1982), with updates in Barnes, “Emperors, Panegyrics, Prefects,
Provinces and Palaces (284–317),” Journal of Roman Archaeology 9 (1996a):
532–52, remains an invaluable reference tool. Volumes 2 and 3 of the
journal Antiquité Tardive, ed. J.-M. Carrié (1994, 1995), are devoted to
the Tetrarchy and provide a range of up-to-date evidence, views and
discussions. Aspects of law and government are covered by S. Corcoran
in The Empire of the Tetrarchs (2000). P. J. Casey’s Carausius and Allectus
(1994) deals with the ‘British’ usurpers. The paucity of ancient sources
makes good editions of important surviving texts crucial for approaching the period. For the mid-third century, D. S. Potter’s Prophecy and
History in the Crisis of the Roman Empire (1990) provides an exhaustive commentary on the Thirteenth Sibylline Oracle. For Diocletian,
C. E. V. Nixon and B. S. Rodgers’s In Praise of Later Roman Emperors (1994) gives a similarly detailed treatment of the Latin Panegyrics,
also well covered by R. Rees in Layers of Loyalty in Latin Panegyric (2002).
Briefer is J. L. Creed’s Lactantius: De Mortibus Persecutorum (1984). The
more plausible Diocletianic martyr acts are included in H. Musurillo
Acts of the Christian Martyrs (1972), nos. 17–27. Of documentary material, the Panopolis papyri brightly illuminate Diocletian’s Egypt; these
are edited as in T. C. Skeat, Papyri from Panopolis in the Chester Beatty
Library (1964).
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Notes
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
Petr. Patr. fr. 13 (FHG 4:186). English translation at Dodgeon and Lieu 1991,
132.
Shapur’s account, ŠKZ 18–39, can be found at Huyse 1999, 1:34–52. See the
English translation at Dodgeon and Lieu 1991, 57. For a survey of the evidence
for Valerian’s defeat, see Potter 1990, 331–41.
Potter 1990, 261–8; McKechnie 2002.
Christian writers, of course, see divine judgement in the fates of Decius and
Valerian, Lact. DMP 4.1–6.7.
Drinkwater 1987 . Cf. the important recently discovered inscription of Postumus;
Bakker 1993a, 1993b.
Stoneman 1992; Millar 1993, 159–73.
For the dramatic archaeological evidence for the sack of Athens, see Frantz 1988,
Chapter 1; cf. Millar 1969.
Lenski 1999; cf. Mitchell 1995, Chapter 6.
More details at Bowman, Cameron, and Garnsey 2005, Chapter 2, and Christol
1997.
The most recent reassessments of the ‘crisis’ in Bowman, Cameron, and Garnsey
2005; Potter 2004; Carrié and Rousselle 1999, esp. Chapters 2, 8, and 9. Witschel
1999 reexamines much archaeological information for the western provinces. For
the issue of plague, see Carrié and Rousselle 1999, 521–4, and Bagnall 2002.
Letters of Dionysius of Alexandria on the plague are preserved at Eus. HE 7.21–2.
Alföldy 1974 surveys third-century authors, perhaps with a little more credence
than warranted.
The wolf metaphor, first attested in Latin at Terence Phormio 506, was used
for ruling Rome by Tiberius (Suet. Tib. 25.1): saepe lupum se auribus tenere
diceret.
For instance, Africa (see Carrié and Rousselle 1999, 526–8), and Egypt (see
Rathbone 1991).
General accounts of Diocletian’s reign at Jones 1964, Chapter 2; T. D. Barnes
1981, Chapter 1; Williams 1985; Demandt 1989; Christol 1997, 4.2–3; Carrié and
Rousselle 1999, Chapter 3; Potter 2004, Chapters 7 and 9; Rees 2004; Bowman,
Cameron, and Garnsey 2005, Chapter 3. The chronology is best presented by T. D.
Barnes 1982, with some revision at T. D. Barnes 1996a. These various accounts
provide the background for the following discussion; detailed references are not
provided for all individual statements.
For the elevation of Maximian, the ‘dyarchy’, and Iovius and Herculius, see Kolb
1987, Chapters 3 and 5; Kuhoff 2001, Chapter 1.2; Bowman, Cameron, and
Garnsey 2005, 69–74, 171, 556. For the ideology of the early relationship of
Diocletian and Maximian, see especially Rees 2002, Chapters 1–2, on Pan. Lat.
10(2) (289) and 11(3) (291).
For a detailed account of the ‘British’ usurpers, see Casey 1994.
Kolb 1987, Chapter 4; Kuhoff 2001, Chapter 1.4–5; Potter 2004, 280–90; Bowman, Cameron, and Garnsey 2005, 74–8. See Stemma 1 in the Appendix.
A famous medallion from the Arras horde depicts Constantius at London, with
the legend ‘redditor lucis aeternae,’ RIC 6 Treveri 34.
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18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
The sources for the Persian campaign are collected in English translation by
Dodgeon and Lieu 1991, 124–35. The chronology as currently accepted is given
by Zuckerman 1994b, followed by T. D. Barnes 1996a, 543–4.
For the Prices Edict’s claim (tranquillo orbis statu et in gremio altissimae quietis locato),
see Corcoran 2000, 208.
Note Philip’s reforms in Egypt; Bowman, Cameron, and Garnsey 2005, 316–7.
There is also new information about the administration of the east, where his
brother Priscus held an overall regional command, following the publication of
papyri from Syria; Feissel and Gascou 1989, 1995; Carrié and Rousselle 1999, 143;
Potter 2004, 239; Bowman, Cameron, and Garnsey 2005, 161, 277.
To judge by Eus. HE 8.13.10–11; cf. Eus. MP 9.5–6.
Carrié and Rousselle 1999, 151–3.
Corcoran 2000, 255–6, 260–3.
Corcoran 2000, Chapter 5.
On Milan, see Pan. Lat. 11(3).10–12. On the imperial adventus (formal arrival), see
MacCormack 1981, 17–33. As to controlled spaces, note that during his residence
in the palace at Nicomedia (November 304–March 305), Diocletian’s state of health
became mired in mystery; Lact. DMP 17.5–9.
T. D. Barnes 1981, 5; 1996a, 537.
Bartoli 1963.
For Maximian in Rome, see Nixon and Rodgers 1994, 201. For the Baths of
Diocletian, CIL 6:1130, 31242; cf. ILS 646.
Lact. DMP 26.2–3, 27.2.
On imperial journeys, see T. D. Barnes 1982, Chapter 5; Bowman, Cameron, and
Garnsey 2005, app. 2. On Tetrarchic ‘residences’, see Carrié and Rousselle 1999,
157–60; Kuhoff 2001, Chapter 2.1.3.
E.g., Piazza Armerina (Wilson 1983) or Cordoba (Arce 1997); cf. Lavan 1999.
Srejović 1993.
Foss 1996, 1–4; cf. Lact. DMP 7.8–10.
For late Roman circuses, see Humphrey 1986, Chapter 11 (Nicomedia, Trier,
Sirmium, Milan, Aquileia, Thessalonica, Rome).
T. D. Barnes 1982, Chapter 8; 1996a, 546–8; cf. Chapter 8 in this volume.
Corcoran 2000, Chapter 4.
Salway 1994, 137–9.
Lact. DMP 7.2; Zos. 2.34.
See in general Chapter 14 in this volume; cf. Nicasie 1998, Chapter 1; Carrié
and Rouselle 1999, Chapters 3 and 9; Bowman, Cameron, and Garnsey 2005,
Chapter 5. For Tetrarchic defences, see Millar 1993, 174–89, on Syria, and Zahariade 1997, on the Danube frontier.
Lact. DMP 7.4.
On provincial reorganization and dioceses, see Kuhoff 2001, 327–81; Bowman,
Cameron, and Garnsey 2005, Chapter 6d, Chapter 8, app. 1. On governors and
vicars, see T. D. Barnes 1982, Chapters 9 and 12; 1996a, 548–51; Carrié, Feissel,
and Duval 1998.
On senatorial careers in the period, see T. D. Barnes 1982, Chapter 6; Jacques 1986;
Christol 1986; Chastagnol 1992, Chapters 13 and 14; Bowman, Cameron, and
Garnsey 2005, Chapter 7.
57
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The Cambridge Companion to the Age of Constantine
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
Chastagnol 1962, Chapter 1; T. D. Barnes 1982, Chapter 7.
Roueché 1989.
See the examples of Tymandus, where civic status was possibly granted by
Diocletian (Feissel 1995, 37 no. 14; MAMA 4:236), and Heraclea Sintica, where it
was certainly granted by Galerius (Mitrev 2003).
Harl 1987, Chapters 8 and 9. Note that there was a brief revival under Maximin
c. 312; Corcoran 2000, 149 n. 122.
Bowman, Cameron, and Garnsey 2005, Chapters 9 and 10; Frakes 2001,
Chapter 2.
Lib. Or. 19.45, 20.17–20.
Millar 1983; Corcoran 2000, 101–5.
Carrié and Rousselle, 1999, 593–615; Bowman, Cameron, and Garnsey 2005,
374–9; cf. below Chapter 10.
For Syria, see Millar 1993, 535–44; for Asiana, see Corcoran 2000, 346–7. See also
census edicts in Egypt, P. Cair. Isid. 1; CPR 23.20.
Lact. DMP 7.3–5, 23.
Carrié and Rousselle 1999, 195–208; Bowman, Cameron, and Garnsey 2005,
Chapter 11.1. See also Chapter 16 in this volume.
On the Panopolis Papyri, see Skeat 1964. On compulsory gold purchase, see P.
Oxy. 17:2106.
On retariffing, see Roueché 1989, 254–65 no. 230. On the Prices Edict, see
Giacchero 1974, with Corcoran 2000, Chapter 8.
On the Diocletianic jurists and the law codes, see Honoré 1994, Chapter 4; Corcoran 2000, Chapters 2 and 4; Bowman, Cameron, and Garnsey 2005 Chapter 7b.
For the major cultural divide between Greek and Latin reflected in the language
chosen to promulgate imperial pronouncements, see Feissel 1995; Corcoran 2002.
For issues of cultural identity in the third century, see Clark 1999.
For Diocletian’s romanitas, see Corcoran 2000, 173. For the laws on incest and
Manichees, see Coll. Mos. et Rom. Leg. 6.4, 15.3, with translation at Lee 2000,
66–7. For the Persians as touchstones of un-Romanness but also as models of both
persecutors and proselytizers, see McKechnie 2002.
See T. D. Barnes 1976a.
See, e.g., T. D. Barnes 1996a, 542–3.
On the Great Persecution, see T. D. Barnes 1981, Chapter 2; Bowman, Cameron,
and Garnsey 2005, 645–63; below Chapters 5 and 6.
Mitchell 1988.
Lact. DMP 15.7; contrast Eus. HE 8.13.13, VC 1.13.2.
Digeser 1998.
Sulla is criticized at Suet. Iul. 77.1 but praised at App. B. Civ. 1.12.103–4. Lact.
DMP 18.2 has Galerius refer inaccurately to the example of Nerva and Trajan.
On Diocletian’s palace, see Wilkes 1993.
Pan. Lat. 6(7).15.6; Kolb 1987, 143–50; Nixon and Rodgers 1994, 241; cf. Nixon
1981.
Kolb 1987, Chapter 7; Kuhoff 2001, Chapter 1.5.4; Potter 2004, 340–2; Bowman,
Cameron, and Garnsey 2005, 86–8.
For Gamzigrad, see Srejović and Vasić 1994, with further articles in Carrié 1994.
58
Cambridge Collections Online © Cambridge University Press, 2007
figure 5. Model of the imperial villa Romuliana (Gamzigrad), Narodni Muzej,
Zajećar, Serbia. Photo B. Dimitrijević, reproduced with permission.
figure 6. Monumental rock-cut relief of Shapur I, mounted before Philip the Arab
(kneeling in obeisance), and grasping the wrist of the captured Valerian (standing),
Naqsh-i-Rustam, Iran. Photo Orinst. P 58746/N 38603. Copyright The Oriental
Institute, Chicago.
Cambridge Collections Online © Cambridge University Press, 2007
figure 7. Porphyry bust of emperor Galerius from the imperial villa Romuliana
(Gamzigrad), Narodni Muzej, Zajećar, Serbia. Photo by B. Dimitrijevic, reproduced with permission.
Cambridge Collections Online © Cambridge University Press, 2007
figure 8. Porphyry Tetrarchs, Piazza San Marco, Venice. Photo by Singer, DAI
Inst. Neg. 68.5152. Copyright Deutsches Archäologisches Institut.
Cambridge Collections Online © Cambridge University Press, 2007
Coins
Cambridge Collections Online © Cambridge University Press, 2007
coin 1. Ob. IMP CONSTANTINVS PF AVG: Constantine three-quarters facing,
with a helmet bearing a Chi-Rho emblem, holding a horse by the bridle and a
shield emblazoned with the Roman wolf suckling Romulus and Remus, silver
medallion (RIC 7 Ticinum 36). Copyright Hirmer Verlag, Munich.
coin 2. Rev. SARMATIA DEVICTA: Victory holding palm branch and trophy,
spurning captive on the ground, bronze follis (RIC 7 London 289). Copyright The
British Museum.
coin 3. Rev. SENATVS: Togate figure standing, holding globe and scepter, 4.5
solidus gold medallion (RIC 7 Rome 272). Copyright Narodni Muzej, Belgrade.
coin 4. Rev. INVICTVS CONSTANTINVS MAX AVG: Constantine and Sol
Comes jugate, 9 solidus gold medallion of Ticinum. Copyright Bibliothèque
Nationale de France, Paris.
coin 5. Ob. DIOCLETIANVS AVGVSTVS: Diocletian laureate, gold aureus
(RIC 6 Antioch 1). W. Jaffee Collection, University of Colorado, Boulder.
coin 6. Rev. IOVI CONS CAES: Jupiter standing nude holding staff and thunderbolt, gold aureus (RIC 6 Antioch 10). W. Jaffee Collection, University of Colorado,
Boulder.
Cambridge Collections Online © Cambridge University Press, 2007
Cambridge Collections Online © Cambridge University Press, 2007
coin 7. Ob. MAXIMIANVS PF AVG: Maximian laureate, and Rev. HERCVLI
VICTORI: Hercules holding lion skin, leaning on club, gold aureus (RIC 6 Nicomedia 3). W. Jaffee Collection, University of Colorado, Boulder.
coin 8. Ob. CONSTANTIVS NOB CAES: Constantius I laureate, gold aureus
(RIC 6 Antioch 8). W. Jaffee Collection, University of Colorado, Boulder.
coin 9. Rev. VIRTVS MILITVM: Four emperors sacrificing over a tripod before
a fortification (RIC 6 Trier 102a). W. Jaffee Collection, University of Colorado,
Boulder.
coin 10. Ob. MAXENTIVS PF AVG: Maxentius facing, bare headed, gold aureus
(RIC 7 Ostia 3). Copyright The British Museum.
coin 11. Rev. SALVS REI PVBLICAE: The empress Fausta standing, holding two
babes in her arms, gold solidus (RIC 7 Ticinum 182). Copyright Hirmer Verlag,
Munich.
coin 12. Ob. LICINIVS AVG OB D V FILII SVI: Licinius facing, bare headed,
gold aureus (RIC 7 Nicomedia 41). Copyright The British Museum.
coin 13. Rev. VOTIS XXX MVLTIS XXXX: Inscribed within wreath, silver
siliqua (RIC 8 Sirmium 66). W. Jaffee Collection, University of Colorado, Boulder.
coin 14. Rev. VIRT EXERC: X-shaped pattern with Sol standing above, holding
globe, bronze follis (RIC 7 Thessalonica 71). Copyright The British Museum.
coin 15. Rev. SOLI INVICT COM DN: Sol radiate, standing, holding globe
with victoriola in left hand, bronze follis (RIC 7 Rome 48). Copyright The British
Museum.
coin 16. Ob. DD NN CONSTANTINVS ET LICINIVS AVGG: Confronted
busts of Licinius and Constantine holding a statuette of Fortuna, bronze follis (RIC
7 Nicomedia 39). Copyright The Ashmolean Museum, Oxford.
coin 17. Ob. FL CL CONSTANTINVS PF AVG: Constantine II rosette
diademed, gold solidus (RIC 8 Siscia 26). W. Jaffee Collection, University of Colorado, Boulder.
coin 18. Ob. DN CONSTANTIVS PF AVG: Constantius II pearl diademed,
silver siliqua. W. Jaffee Collection, University of Colorado, Boulder.
coin 19. Ob. FLAVIA HELENA AVGVSTA: Empress Helena with elaborate
headdress, bronze medallion (RIC 7 Rome 250). Copyright The British Museum.
coin 20. Rev. CONSTANTIANA DAPHNE: Victory standing on cippus beside
trophy, spurning captive on the ground, bronze follis (RIC 7 Constantinople 32).
Copyright The British Museum.
coin 21. Ob. CONSTANS AVGVSTVS: Constans pearl diademed, gold solidus
(RIC 8 Trier 129). W. Jaffee Collection, University of Colorado, Boulder.
coin 22. Rev. No legend: Constantine veiled, rides a chariot heavenward with the
hand of God reaching down to him, bronze follis (RIC 8 Alexandria 4). Copyright
The British Museum.
Cambridge Collections Online © Cambridge University Press, 2007
Cambridge Collections Online © Cambridge University Press, 2007
coin 23. Ob. DN IVLIANVS NOB CAES: Julian bare headed, gold solidus (RIC
8 Antioch 163). W. Jaffee Collection, University of Colorado, Boulder.
coin 24. Rev. GLORIA EXERCITVS: Two soldiers standing, holding spear and
shield, between them two standards, bronze follis (RIC 7 Antioch 86). University
of Colorado, Boulder.
coin 25. Rev. FEL TEMP REPARATIO: Helmeted soldier bearing shield spears
a horseman, bronze (RIC 8 Constantinople 109). University of Colorado, Boulder.
coin 26. Ob. CONSTANTINVS NOB C: Constantine square jawed, brow furrowed, with close cropped beard and hair, gold aureus (RIC 6 Rome 141). Copyright Hirmer Verlag, Munich.
coin 27. Ob. CONSTANTINVS PF AVG: Constantine facing right, diademed,
gold solidus (RIC 7 Trier 21). Copyright The British Museum.
coin 28. Ob. CONSTANTINVS PF AVG: Constantine nimbate, facing, gold
solidus (RIC 7 Ticinum 41). Copyright The Ashmolean Museum, Oxford.
coin 29. Ob. No legend: Constantine with plain diadem, looking upwards, 1.5
solidus gold medallion (RIC 7 Siscia 206). Copyright The British Museum.
coin 30. Ob. CONSTANTINVS MAX AVG: Constantine rosette diademed,
gold solidus (RIC 7 Thessalonica 174). W. Jaffee Collection, University of Colorado,
Boulder.
coin 31. Rev. SPES PVBLIC: Labarum crowned by Chi-Rho piercing a serpent,
bronze follis (RIC 7 Constantinople 19). Copyright The British Museum.
coin 32. Rev. ALAMANNIA DEVICTA: Victory holding trophy and palm
branch, spurning captive on the ground, bronze follis (RIC 7 Sirmium 49). Copyright The British Museum.
coin 33. Rev. GLORIA SAECVLI VIRTVS CAESS: Constantine seated holding
scepter, offering globe with phoenix to Caesar, a panther at his feet, bronze medallion (RIC 7 Rome 279). W. Jaffee Collection, University of Colorado, Boulder.
coin 34. Rev. FELICITAS PVBLICA: Euphrates personified reclining, silver siliqua (RIC 7 Constantinople 100). Copyright Bibliothèque Nationale de France,
Paris.
Cambridge Collections Online © Cambridge University Press, 2007
Maps
10°
18
0°
10°
20°
SAXONS
Britanniae
FRANKS
44
El
17
27
46
24
ne
Rhi
8
be
R.
R.
Germany
I
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UN
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tes UTH MARCOMANNI
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4
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Raetia
R.
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6
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19
28
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15
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Alps 25
1
40 av u s R
38
.
45
CA
RP
5 42 33
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9
7 20
39
Da
47
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34
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Dacia
35
23
ia
Italia
Prima
36
29
37
Moesiae
Roma
32
12
43
lonica
26 Lu
Thessa
30 cani
a
Sardinia
At
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SARMATIANS
Sa
Galliae
A
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22
11
46
Viennensis
R
mon
.
31
Tisza R.
47
Stry
Hispaniae
Cordoba
ns
14
Mauretania
41
Africa
1.
2
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
Aquileia
Aquincum (Budapest)
Arelate (Arles)
Argentoratum (Strasbourg)
Augusta Taurinorum (Turin)
Augustodunum (Autun)
Bononia (Bologna)
Bononia (Boulogne)
Brigantio (Briançon)
Brigantium (Bregenz)
Burdigalia (Bordeaux)
Capua
Carnuntum
Carthage
Cibalae
Cirta/Constantina
Colonia (Cologne)
Sicily
16
Numidia
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
Byzacena
Eburacum (York)
Emona
Fanum
Grand (Vosges)
Lugdunum (Lyon)
Massalia (Marseilles)
Mediomatrici (Metz)?
Milan (Mediolanum)
Misenum
Moguntiacum (Mainz)
Mursa
Naissus
Naples (Neapolis)
Nemausus (Nîmes)
Ostia
Placentia (Piacenza)
34.
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
Ravenna
Romuliana (Gamzigrad)
Salona/Split
Saxa Rubra
Segusio (Susa)
Sirmium
Siscia
Sitifis
Ticinum
Tres Tabernae
(south of Rome)
Trier (Augusta Treverorum)
Verona
Vienne
Viminacium
map 1. The Western Empire
406
Cambridge Collections Online © Cambridge University Press, 2007
SARM
AT
IANS
Maps
HERULI
Carpathian Mts.
(Trajanic)
Dacia
D
GOTHS
a n u b R.
e
15
R.
rus
Phasis
Bospo
Hebrus R
.
Scythia
49 50
Caucasus Mts.
38
Thraciae
Moesiae
9
1
44
Iberia 40°
14 35
Thessalonica
Bithynia
11
Pontica
Armenia
22
20 34
27
13
Propontis
5
Hellespont
Galatia
17 43
Taurus Mts.
39
Cappadocia
4
Aegean
Asiana
Sea
Ephesus
21 Mesopotamia
36
Mt s. 2
8
Taurus
47
25
Lydia
i
C ili c 48
6 Syria
37
41
Cyprus
Eu
Crete
24
ph
rat
es
18
R. 28
51
7
12
Persia
33
46 26
Position
32
23/29 10
30°
require
30
Arabia
3
SARACENS
31
a
Mts.
Ti g
ris
Chabur
R.
Zagros
40
45
1.
2
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
Adrianople (Edirne)
Aegae
Alexandria
Amida
Ancyra (Ankara)
Antioch
Aphaca
Aphrodisias
Beroea (Stara Zagora)
Bethlehem
Byzantium/Constantinople
Caesarea (Palestine)
Callipolis
Chrysopolis
Constantiana Daphne
Coptos
Cotyaeum
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
Jordan R.
Oriens
ra t
a D ioc
l e ti a n a
St
N il e R.
R.
19
42
Egypt
16
Damascus
Dionysias
Drepanum/Helenopolis
Edessa
Elaeus
Gaza
Heliopolis
Hierapolis
Jerusalem
Lampsacus
Maiozamalcha
Maiuma/Constantia
Mamre
Memphis
Mobene (Qasr Bshir)
Namara
Nicaea
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
map 2. The Eastern Empire
407
Cambridge Collections Online © Cambridge University Press, 2007
Nicomedia
Nisibis
Oenoanda
Oescus
Orcistus
Oxyrhynchus
Palmyra
Panopolis
Pessinus
Philippopolis
Ptolemais
Scythopolis
Singara
Tarsus
Transmarisca
Tropaium Traiani
Tyre
Maps
12
Tiber
f
so n
th tia
Baiocle
D
er
Riv
of e
ths tin
Ba stan Quirinal
n
o
C
Campus
Martius
ito
C
2
4 1 5
3
9
10
Ci
7
Arch of
Constantine
Temple
of Sol
6
Palatine Velia
8
Hill
rcu
sM
Esquiline
Flavian Amphitheater
(Colosseum)
ax
im
us
Sessorian Palace
Complex
Lateran
Basilica
Mithraeum at
S. Prisca
Aventine
1.
2.
3.
4.
5.
6.
Forum Romanum
Curia
Temple of Vesta
Temple of Vespasian
Temple of Antoninus and Faustina
Temple of Venus and Roma
7.
8.
9.
10.
11.
12.
13.
n
lia
Licinian Pavilion
(Minerva Medica)
ap
ure
13
e
lin
fA
Forum
Boarium
so
all
W
Temple
of Isis
Temple of Jupiter
Optimus Maximus
11
Basilica of Maxentius and Constantine
Temple of Apollo
Temple of Cybele
Janus Quadrifrons
S. Marco a Piazza Venezia
Temple of Fortuna at the Colline Gate
Forum Boarium
map 3.1. Rome Inside the Walls
408
Cambridge Collections Online © Cambridge University Press, 2007