HIGHLY FUNCTIONAL POLYOLS FROM CASTOR OIL FOR RIGID
POLYURETHANES
Mihail Ionescu*, Dragana Radojčić*, Xianmei Wan*, Maha Laxmi Shrestha*, Zoran S.
Petrović* and Thomas Upshaw**
*Pittsburg State University, Kansas Polymer Research Center, Pittsburg, Kansas, 66762.
**Chevron Phillips Chemical Company LP, Bartlesville Technology Center, Bartlesville, OK
74003-6670.
Correspondence address
Zoran Petrović
Pittsburg State University,
Kansas Polymer Research Center,
1701 South Broadway,
Pittsburg, KS, 66762
E-Mail: zpetrovic@pittstate.edu
Telephone: (620) 235-4928
Fax: (620)-235-4049
1
© 2016. This manuscript version is made available under the Elsevier user license
http://www.elsevier.com/open-access/userlicense/1.0/
ABSTRACT
Novel high hydroxyl number and high functionality polyols were developed using thiol-ene
reaction of castor oil with mercaptoethanol or mercaptanized castor oil with allyl alcohol (by
photochemical reaction) and 2-hydroxyethyl acrylate (by Michael thiol-ene reaction). The
polyols had OH numbers of 220-295 mg KOH/g and functionalities close to 6. Cast polyurethane
resins were prepared with methylene diphenyl diisocyanate (MDI), dicyclohexylmethane-4,4’diisocyanate (HMDI) and m-xylylene diisocyanate (XDI). XDI gave rubbery to leathery
polyurethanes with all three polyols, while MDI and HMDI gave amorphous glasses with good
mechanical properties. Rigid polyurethane foams of good properties were made with MDI and
three castor oil-based polyols.
KEY WORDS: castor oil, polyols, thiol-ene, polyurethane foams.
2
1. INTRODUCTION
Polyurethanes are the most versatile polymers used in foams, coatings, adhesives, sealants,
elastomers, fibers and as casting compounds [1]. The advantage of these materials is that they
can be tailored by the final user to meet a wide range of specific requirements. Thus, it is not
surprising that some of the early attempts to convert renewable resources to polymers were in the
area of polyurethanes [2,3]. Polyurethanes are made from isocyanates and polyols. Currently
only few bio-based isocyanates are commercially available and the main focus has been
designing polyols for specific polyurethane applications [4]. Preparation of polyurethanes from
renewable raw materials is important from ecological, economic and technological standpoints
[5-14]. Castor oil is a natural polyol with many applications in the polymer industry, particularly
in polyurethanes (PU) [15-18].
The structure of castor oil is usually presented as triricinolein as in Scheme 1, but the content of
ricinoleic acid is around 90% the rest being oleic and linoleic acid as major components.
Ricinoleic acid has a hydroxyl group on the 12th carbon and a double bond between the 9th and
10th carbons. Castor oil has on average 2.7 hydroxyls per triglyceride and an OH number of 160168 mg KOH/g [17]. Due to the presence of double bonds, castor oil is liquid at room
temperature, having a viscosity of 700 mPa·s at 25 °C and around 1000-1500 mPa·s at 20 °C
[17]. Hydrogenated castor oil is solid, with a melting point of 86 °C [18]. Castor oil is a mixture
of triols (70%), diols (21%) and monols (about 7%). When crosslinked with methylene diphenyl
diisocyanate (MDI) it gives a hard elastomer with a glass transition (Tg) of 10 °C [16].
Scheme 1. Structures of castor oil and ricinoleic acid.
3
In order to use castor oil for rigid applications such as rigid polyurethane foams, composites and
cast compounds, the functionality of castor oil must be increased. An elegant way to achieve this
is to use thiol-ene chemistry [19-35] for direct introduction of hydroxyls [26-35]. There are a
limited number of published papers on polyols prepared by thio-ene reaction with castor oil. A
patent [27] describes the thiol-ene addition of 2-mercaptoethanol to many vegetable oils,
including castor oil but no examples or properties of a castor oil polyol are given.
In this work we have prepared three polyols from castor oil with high OH values using reactions
of mercaptan (thiol) groups (-SH) with compounds having double bonds and hydroxyls. The first
polyol was prepared by radical thiol-ene addition of 2-mercaptoethanol to castor oil. In the other
two polyols, the starting material was mercaptanized castor oil, which underwent reaction with
allyl alcohol or 2-hydroxyethyl acrylate. Replacement of the mercapto groups with hydroxyls in
these polyols actually reduced the functional group concentration due to dilution, i.e., lowered
the total thiol plus hydroxyl number, but the benefit was high reactivity arising from primary OH
groups. All polyols had around 3 primary OH groups and 2.7 secondary hydroxyls from the
original castor oil. Their structures were characterized by spectroscopic techniques and wet
analysis. The polyols were used to prepare cast polyurethanes and rigid PU foams. Since the
properties of polyurethanes depend on the structure of the isocyanates as well, three types of
diisocyanate were used: aliphatic, cycloaliphatic and aromatic. Foams were made using
polymeric MDI.
2.EXPERIMENTAL
2.1.Materials
Castor oil, having a hydroxyl number of 162 mg KOH/g and iodine value of 85.5, was purchased
from Alfa Aesar (Ward Hill, MA). The calculated number of double bonds per triglyceride was
3.12 and the molecular weight 928.
Mercaptanized castor oil (Polymercaptan PM 805-C) was kindly supplied by Chevron Phillips
Chemical Company LP, Bartlesville, Oklahoma. It had a thiol equivalent weight of 352 g/eq,
corresponding to 2.8 SH groups/mol and a hydroxyl equivalent weight of 365 g/equivalent or OH
number of 154 mg KOH/g.
4
The total equivalent weight (SH+OH) of 181 g/eq corresponds to total OH number (SH+OH) of
310 mg KOH/g. 2-Mercaptoethanol, 99.5%, was also obtained from Chevron Phillips.
Allyl alcohol, 98% was purchased from Alfa Aesar, 2-hydroxyethyl acrylate 97% from Fisher
Scientific and 2-hydroxy-2-methylpropiophenone 98% (photoinitiator) from TCI America.
Silicone surfactant Tegostab® B 8404 was obtained from Evonik Industries, Inc. Niax™ A-1
catalyst bis (2-dimethylaminoethyl) ether was purchased from Momentive Performance
Materials Inc. and DABCO® T-12 (dibutyltin dilaurate) from Air Products and Chemicals, Inc.
Rubinate® 9225 (uretonimine modified pure MDI with increased 2,4' isomer content and
functionality 2.02, equivalent weight (EW) of 135) and polymeric MDI, Rubinate® M, having
31% NCO groups and functionality 2.7 (EW=135), were obtained from Huntsman Corporation;
the latter was used only in foams. Aliphatic isocyanates m-xylylene diisocyanate (XDI) with
EW=94 was purchased from Sigma-Aldrich Corp. (St. Louis, MO) and dicyclohexylmethane4,4’-diisocyanate (HMDI) having EW=131 (Desmodur® W) was purchased from Bayer Material
Science (now Covestro LLC).
2.2. Methods
Hydroxyl numbers were determined by the p-toluenesulfonyl isocyanate method (ASTM
1899), polyol acid values were determined by titration with 0.1N NaOH in toluene-isopropanol
mixture (ASTM D 4662).Viscosity was measured at 25 °C on an AR 2000 EX Rheometer (TA
Instruments).
A size exclusion chromatography (SEC) system consisting of a Waters 515 pump (Waters Corp.,
Milford, MA), with a set of five Phenogel™ columns from Phenomenex® (Torrance, CA)
covering a MW range of 100 to 5x 105, were used for assessing molecular weight and MW
distribution. Calibration was carried out using a range of triglycerides, diglycerides and fatty acid
esters of similar structure. The eluent was tetrahydrofuran.
A Fourier transform infrared (FTIR) spectrophotometer (IRAffinity-1 from Shimadzu)
was employed to analyze the structure of polyols and polyurethanes. NMR experiments were
performed on a Bruker Avance DPX-300 spectrometer at 300 MHz with a 5 mm broadband
probe. Deuterated chloroform was used as solvent.
Tensile properties were measured on a Qtest-2 Tensile Tester from MTS®, following protocols
established by ASTM D882-97. DSC measurements were performed with differential scanning
5
calorimeter model Q100 from TA Instruments (New Castle, DE, USA) in nitrogen (50 mL/min
flow) at a heating rate of 10 °C/min from -80 °C to 200 °C. Dynamic Mechanical Analysis
(DMA) measurements were conducted using DMA 2980 from TA instruments (New Castle, DE)
with a heating rate of 3 °C/min from -80 °C to 170 °C at 10 Hz. Density of foams was
determined according to ASTM D 1622. Compressive properties were measured on Q-Test 2
tensile machine (MTS®, USA) according to ASTM 1621. Close cell content of foams was
measured by HumiPyc™ Volumetric & RH Analyzer from InstruQuest, Inc. (Coconut Creek,
FL), according to ASTM D 2856. The cellular structure and morphology of foams were observed
via scanning electron microscopy (SEM) Phenom G2 Pro SEM (Netherlands). Before testing, the
samples were gold-coated in a 108 Sputter Coater (Kurt J. Lesker Co.). Simulation of network
formation and calculation of crosslinking density was carried out using the DryAdd-Pro+
program from Oxford Materials Ltd, UK.
2.3. Polyol synthesis
Three methods were used for preparation of castor oil polyols: two radical photochemical thiolene reactions and one nucleophilic Michael thiol-ene reaction.
2.3.1.Method 1 (photochemical thiol-ene reaction)
Castor oil and 2-mercaptoethanol (2ME) were reacted at room temperature for 3 h
under irradiation of UV light (365 nm) in the presence of 2-hydroxy-2-methylpropiophenone as
photoinitiator. The amount of photoinitiator was 1 weight % of the total reaction mass.
Molar ratio 2ME/double bond was 2/1. The excess of 2-mercaptoethanol was removed by
vacuum distillation at 100-110 °C and 2 mm Hg (boiling point of 2ME at atmospheric pressure is
157 °C). This method was used to synthesize CO-2ME polyol.
2.3.2. Method 2 (photochemical thiol-ene reaction of mercaptanized castor oil with allyl alcohol)
Mercaptanized castor oil (MCO) was reacted with allyl alcohol (molar ratio allyl
alcohol/SH groups= 2/1) during 3 h irradiation with UV light (365 nm) in the presence of the
6
photoinitiator as in Method 1. Allyl alcohol having a low boiling point (b.p.=96-98 °C) was
easily removed by vacuum distillation at 100-110 °C. The product was the polyol designated as
MCO-AA.
Photochemical reactions (Methods 1 and 2) were carried out in a 500 ml photochemical
reactor with a 450 W UV lamp, produced by Ace Glass. The reaction mass was mixed with a
magnetic stirrer. The photochemical reactor was enclosed in a metal cabinet to avoid exposure to
UV irradiation.
2.3.3. Method 3 (nucleophilic Michael reaction)
Nucleophilic Michael addition of the thiol groups of mercaptanized castor oil to the
double bonds of 2-hydroxyethylacrylate was carried out in a 250 ml round bottom flask equipped
with stirrer, condenser, addition funnel, thermocouple and heating mantle with automatic
regulation of temperature. The 2-hydroxyethyl acrylate (HEA) was added stepwise, under
continuous stirring, from the addition funnel within one hour to mercaptanized castor oil (MCO).
The molar ratio [HEA]/[SH] was 1/1.The reaction was carried out at 40-50 °C in the presence of
0.5% of tetramethylguanidine as a catalyst. The mixture was maintained for 2 hours at 50 °C to
complete the reaction. The polyol was designated as MCO-HEA.
2.4. Preparation of cast PU and PU foams
Cast PU sheets were prepared by mixing polyols with isocyanates at room temperature
(NCO/OH ratio =1.02). In the case of low reactivity aliphatic isocyanates (XDI and HMDI) the
mixture was heated at 70 °C under vacuum (20-30 mmHg), during 30 minutes. A homogeneous
and transparent mixture of relatively low viscosity was poured to a stainless steel mold, which
was heated in an oven at 110 °C, for around 24 hours. The samples were 1.75 mm x100 mm x
100 mm sheets. Test specimens for mechanical testing were cut from the sheets as 100 mm long
and 8 mm wide strips.
With aromatic isocyanate (MDI) the reaction rate with polyols was very high and only
two samples could be cast, those with CO-2ME and MCO-AA. Gel time with the polyol MCOHEA was about one minute. High reactivity may have arisen from the presence of the residual
N,N,N’N’-tetramethylguanidine catalyst used for Michael reaction.
7
2.5. Preparation of rigid polyurethane foams
A polyol component was prepared by mixing 20 g of polyol with silicone surfactant,
amine and tin catalysts, and water (see Table 2). Rigid PU foams were made by vigorously
mixing the polyol component with polymeric MDI (Rubinate® M), at an isocyanate index of 105
for 10 seconds in a polystyrene cup at 3000 rotations/minute.
The foams were characterized after one week stabilization at room temperature by
measuring apparent density, compression strength at 10% strain, average cell size and closed cell
content.
3. RESULTS AND DISCUSSION
3.1. Polyols
Thiol-ene reaction is the anti-Markovnikov addition of thiol groups (-SH) to double
bonds in the presence of UV light, with formation of thioether bonds (Scheme 2) [19-25].
Scheme 2. General thiol-ene reaction.
The photochemical thiol-ene reaction was carried out in the presence of a 2-hydroxy-2methylpropiophenone photoinitiator. The photoinitiator is decomposed by UV light to two free
radicals, which by transfer with thiol groups generate thiyl radicals. The formed thiyl radicals are
added (anti-Markovnikov addition) to double bonds [19-25]. The newly formed radical again
enters the transfer reaction with thiol groups generating a new thiyl radical, which continues the
radical chain reaction.
Addition of 2-mercaptoethanol to double bonds of castor oil gave a CO-2ME polyol with
hydroxyethyl groups linked to the fatty acid chains via thioether sulfur atoms (Scheme 3). The
position of the addition of the mercapto group is pictured as the 10-carbon for convenience, but
addition to carbon 9 is equally probable.
8
Scheme 3. Thiol-ene addition of 2-mercaptoethanol (2ME) to double bonds of castor oil (CO).
The SEC curve for this polyol (CO-2ME), Fig. 1, shows virtually a single peak with a
small dimer peak at 30 min elution time, indicating that a very small amount of side reaction
took place. The shift of the main peak to lower elution volumes (times) relative to castor oil is
due to the increased molecular weight. It should be emphasized that the addition of 2ME to CO
does not give a new distinct peak but causes a shift to lower retention time. Presumably joining
two triglyceride thiyl radicals produces a distinct peak at about 30 min that we will refer to as
dimer.
We have observed that fatty acids with one double bond (oleic, ricinoleic) gave higher yields in
photochemical thiol-ene reactions with mercaptans than did fatty acids with two or three double
bonds. Similar observations were made by Bantchev et al. [22]. This fact is explained by the
presence of bisallylic positions in the latter, which are strong transfer agents in radical reactions.
The expected hydroxyl number (OH#) is 278 mg KOH/g for complete reaction of double bonds
of castor oil having an iodine value (IV) of 85.5 (3.12 double bonds/mol). However, the
experimental value, Table 1, for CO-2ME polyol prepared by this method was 7.74 mg KOH/g,
higher than theoretical, probably due to the presence of traces of 2-mercaptoethanol or its dimer.
The yield of the polyol was close to theoretical. Thus, the functionality of this polyol should be
2.7+3.1= 5.8.
9
Fig.1. Overlay of SEC chromatograms of polyols CO-2ME, MCO-AA and MCO-HEA, together
with castor oil (CO) and mercaptanized castor oil (MCO).
The second polyol designated as MCO-AA, was produced from mercaptanized castor oil (MCO)
and allyl alcohol using method 2. Mercaptanized castor oil (MCO) has both thiol and hydroxyl
groups. Secondary thiol groups of low reactivity, when reacted with allyl alcohol, produced
reactive terminal hydroxyl groups as shown in Scheme 4.
10
Scheme 4. Synthesis of a castor oil polyol (MCO-AA) by thiol-ene reaction of mercaptanized
castor oil (MCO) with allyl alcohol (AA).
Since the mercaptanized castor oil had on average 2.8 thiol groups, the number of OH groups per
mol of a polyol at complete addition of thiol groups to allyl alcohol should be 2.8 + 2.7= 5.5,
corresponding to a theoretical hydroxyl number of 268 mg KOH/g. The experimental value for
the hydroxyl number was 258 mg KOH/g, i.e., the reaction yield was 96.3%. The SEC curve for
this polyol displayed in Figure 1 shows the main peak with retention time at 31.8 min, slightly
shifted from the MCO main peak at 32 min as a consequence of increased molecular weight.
Weak peaks at 32.8 (diglyceride) and 30 min (triglyceride dimer) in the polyol remain from the
starting material, MCO. The weight % of dimer may increase slightly and shift to a slightly
lower retention time because of the addition of reactants to the triglyceride dimer.
Michael thiol-ene reaction is catalyzed by bases such as phosphines or tertiary amines.
The catalyst transforms the thiol group to mercaptide anion, a strong nucleophile, which is added
to the activated double bonds. The double bond in 2-hydroxyethylacrylate is activated by the
electron-withdrawing effect of the acrylic ester carbonyl group. Other electron-withdrawing
substituents could be carbonyl, sulfoxide, sulfone, nitro groups and others [36]. The mechanism
of the Michael nucleophilic thiol-ene reaction is presented in Scheme 5 [36,37].
11
Scheme 5. Michael addition of mercaptans to double bonds.
The catalyst, generally a base, transforms the thiol group to mercaptide anion, a strong
nucleophile, which reacts very efficiently with the activated double bonds. The catalyst used for
this reaction was N,N,N’N’-tetramethylguanidine, an organic superbase, which efficiently
catalyzes Michael thiol-ene reactions at lower temperatures. The reaction of HEA with
mercaptanized castor oil is shown in Scheme 6. Considering the thiol-functionality of 2.8 SH
groups/mol and hydroxyl functionality of 2.7 OH groups/mol, the theoretical functionality of the
polyol should be 5.5 and OH# at complete reaction of thiol groups with HEA should be around
235 mg KOH/g. The hydroxyl number of polyol MCO-HEA of 218 mg KOH/g represents a
yield of thiol-ene reaction of 92.6% and functionality 5.1. Lower OH number and reduced
functionality are consequences of the formation of a small amount of polyol dimers with elution
time at 29.8 min, as observed by SEC.
The SEC curve of the MCO-HEA polyol shown in Fig. 1, has the main peak at 32 min with a
small amount of a higher molecular weight components below 30 min and small diglyceride
shoulder at 32.2 min, which existed in the starting MCO. Traces of HEA were observed at 40
min elution time. Thus, side reactions took place only to a small extent.
12
Scheme 6. Synthesis of MCO-HEA polyol by nucleophilic Michel reaction of mercaptanized
castor oil (MCO) with 2-hydroxyethyl acrylate (HEA).
Fig. 2 displays the FT-IR spectra of the castor oil polyols prepared by thiol-ene reactions.
The spectra are relatively similar. The broad absorption band at around 3400 cm-1 is
characteristic for hydroxyl groups and the peak at 1740-1750 cm-1 is assigned to carbonyl groups
from ester bonds in the triglyceride, and acrylate in the case of MCO-HEA polyols. Polyols CO2ME and MCO-AA have only one type of carbonyl groups from the triglyceride ester bonds. No
specific absorptions for thiol or sulfur-carbon bonds were observed.
Fig. 2. FT-IR spectra of CO-2ME, MCO-AA and MCO-HEA.
13
Polyols were transparent light brown (CO-2ME) or light yellow liquids (MCO-AA and MCOHEA). Table 1 shows characteristics of the three polyols. The hydroxyl numbers of the polyols
were 218-286 mg KOH/g, corresponding to 5.1-5.8 OH groups/mol. The viscosity of these
polyols is higher than that of comparable petrochemical polyols but is still in the range of 11-19
Pa·s at 25 °C, acceptable for the preparation of rigid polyurethane foams by conventional
methods.
Table 1. Characteristics of castor polyols synthesized by thiol-ene reactions
OH#,
Acid value,
Viscosity,
Polyol
Mn*
Mn**
mg KOH/g
mg KOH/g
Pa·s @ 25 °C
f
CO-2ME
286
0.98
15.5
1220
1144
5.8
MCO-AA
258
2.74
18.6
1850
1184
5.5
MCO-HEA
218
4.94
11.8
1450
1300
5.1
*Molecular weights determined by SEC are approximate values. **Calculated from the structure.
The SEC chromatograms reflected the high yield of thiol-ene reactions and the presence only of
minor amounts of low molecular weight compounds. Viscosity of polyols is affected by their
hydroxyl numbers and molecular weights. Higher SEC molecular weights than calculated for
MCO-AA and MCO-HEA were due to the presence of dimers which partly originated from the
starting MCO. Total functionality (SH+OH) in the MCO-AA polyol should not change (5.5)
with conversion in the thiol-ene reaction, because each SH group should produce a hydroxyl
group, unless there are side reactions. However, unreacted SH groups are slower to react with
isocyanates in the absence of catalysts and may affect the conversion rate during polyurethane
network formation.
Proton NMR spectra of the three polyols are shown in Figures 3-5.
14
Fig. 3. 1H NMR spectra overlay of castor oil (CO) and polyol prepared by thiol-ene addition of
2-mercaptoethanol to castor oil (CO-2ME).
Fig. 4. 1H NMR spectra overlay of mercaptanized castor oil (MCO) and polyol based on
mercaptanized castor oil and allyl alcohol (MCO-AA).
15
Fig. 5. 1H NMR spectra overlay of mercaptanized castor oil (MCO) and polyol based on
mercaptanized castor oil and 2-hyroxyethyl acrylate (MCO-HEA).
1
H NMR of castor oil (CO) shows the presence of terminal methyl group at 0.85 ppm; methylene
group ranges from 1.27 to 1.52 ppm; methylene group adjacent to carbonyl of triglyceride ester
bond at 2.22 ppm; glycerol methylene protons as doublet of multiplet centered at 4.2 ppm; and
glycerol methine proton as multiplet at 5.23 ppm. The characteristic thioether peak appears in the
1
H NMR spectrum of CO-2ME polyol at 2.59 ppm (Fig. 3). Multiplet centered at 5.37 ppm
corresponds to olefinic protons from castor oil which is absent in 1H NMR spectrum of CO2ME, indicates that the double bonds reacted. Similarly, thioether protons at 2.49 ppm and at
2.53 ppm are present in MCO-AA (Fig. 4) and in MCO-HEA (Fig. 5) respectively. Overlapping
and discrete peaks from residual monomers are also observed in the spectra of each polyol. Peaks
centered at around 5.9 ppm in the MCO-AA spectrum correspond to residual AA. Likewise,
peaks ranging from 5.7 – 6.3 ppm in the MCO-HEA spectrum correspond to residual HEA.
16
3.2. Cast polyurethanes
Three diisocyanates, modified MDI (Rubinate® 9225), m-xylylenediisocyanate (XDI) and
dicyclohexylmethane-4,4’-diisocyanate (HMDI), were used to prepare cast polyurethanes with
three polyols. Mixing the polyols with the modified MDI was difficult because of the
unexpectedly high reactivity with polyols, even at room temperature, due to the high
functionality and high content of primary hydroxyls (around 50-55%). Polyurethanes with MDI
could be made with polyols CO-2ME and MCO-AA but not with MCO-HEA possibly because
of the catalytic effect of residual tetramethylguanidine from the synthesis. The system MCOHEA/MDI turned to a solid gel in less than a minute. Cast PU’s were easily made with XDI and
HMDI because of their much lower reactivity. These two diisocyanates allowed processing times
of around 30 minutes at 70 °C. FT-IR spectra showed that not all of the polyurethanes were
completely cured. All properties were measured on samples cured at 110 °C. Only samples for
DSC and FT-IR were cured also at 150 °C to observe if there was a shift in the Tg and a
reduction of residual isocyanate in the cured samples.
FT-IR spectra of cast polyurethanes revealed the isocyanate peak at 2260 cm-1, which
disappeared after additional heating at 150 °C for 24 h. Fig. 6 shows FTIR spectra of CO2ME/HMDI polyurethane before and after heating at 150 °C (other samples were cured only at
110 °C). The absence of an NCO peak in MCO-HEA/XDI after heating only at 110 °C suggests
that the curing rate in this sample was higher as a consequence of the catalytic effect of residual
tetramethylguanidine from the polyol synthesis. Characteristic bands for these polyurethanes are
N-H stretching at 3300 cm-1 and carbonyl peaks from oil ester and urethane bonds at around
1710 cm-1.
17
Fig. 6. FT-IR of four polyurethanes cured with MDI, XDI and HMDI. (a) CO-2ME/HMDI
polyurethane after heating at 150 °C, (b) CO-2ME/HMDI, (c) MCO-AA/MDI, and (d) MCOHEA/XDI.
The DSC curves of nine samples displayed in Fig. 7 show no crystallinity, indicating that all
samples were amorphous solids with glass transition temperatures indicated in Table 2. All three
samples with aliphatic XDI displayed Tg values below room temperature in spite of the high
functionality of the polyols. As FT-IR shows, the samples were not completely cured. After
additional heating at 150 °C for 24 h, the Tg values of all samples increased by 2-20 °C. Thus a
temperature of 150 °C is required for complete curing.
18
Fig. 7. DSC curves for polyurethanes: (a) CO-2ME/MDI, (b) MCO-AA/MDI, (c) MCOAA/HMDI, (d) CO-2ME/MDI, (e) MCO-HEA/HMDI, (f) MCO-AA/XDI, (g) CO-2ME/XDI, (h)
MCO-HEA/XDI.
Dynamic mechanical analysis (DMA) of eight samples presented in Fig. 8 shows glassy
region with storage modulus between 1 and 2 GPa and variations within these values depending
on the structure. Although networks are densely crosslinked, they are plasticized by dangling
chains, which lower their rigidity. Only three samples showed a rubbery modulus on storage
modulus curves; the others broke above Tg. Lower glassy storage moduli were found in XDI
cured polyurethanes, which also showed lower Tg values. Glass transition temperatures were
taken from the maxima of loss modulus curves because these give values closer to those from
DSC. However, glass transition was more clearly observed on tan δ- temperature diagrams, Fig.
9. Several samples displayed clear β-transitions in the 30-48 °C range, except the MCO-AA/MDI
system where it was at 11 °C. The origin of β- transitions is not clear.
19
Fig. 8. Storage moduli of polyurethanes from highly functional polyols.
Fig. 9. Tan delta curves of polyurethanes from highly functional polyols.
Crosslink density calculated from the structure of components using Monte Carlo simulation
gave for all systems cured with HMDI values for molecular weight of network chains, Mc, of
around 700. This value is close to Mc for networks with all isocyanates. The program assumes
that hydroxyl groups are terminal. However, since the ricinoleic OH group is on the 12th carbon,
effective crosslink density would be higher. Dangling chains of 6 carbon atoms act as
plasticizers. Cast polyurethanes with XDI were rubbers at room temperature but harder than a
castor oil reference PU. Polyurethanes with HMDI and modified MDI were amorphous glasses
with glass transition temperatures about 15-30 degrees above room temperature. Weight gain
after swelling for 48 h in toluene was below 2%, which suggests relatively high crosslink
20
density. Sol fraction, which reflects the extent of the reaction, indicates that samples with MDI,
with 7.7 and 5% of extractables, were not completely cured.
3.2.1. Mechanical properties
Mechanical properties of the cast polyurethanes cured at 110 °C for 24 h are shown in Table 2.
In spite of the high functionality of the polyols, the overall rubbery nature of XDI-cured
polyurethanes led to relatively low tensile strength, hardness and modulus and to high
elongations. HMDI (hydrogenated MDI) gives polyurethanes with good tensile strength,
elongations below 10% and moduli between 244 and 740 MPa, similar to polyethylene. CO2ME and MCO-AA polyols cured with MDI and MCO-AA cured with HMDI gave high
modulus in the GPa range, typical for glassy polymers. A reference cast polyurethane from
unmodified castor oil and MDI, had a Tg at around 5 °C, lower hardness, lower tensile strength
and higher elongation than the cast polyurethanes from high functionality castor oil polyols CO2ME and MCO-AA with the same isocyanate. Polyurethanes from high functionality polyol
display better mechanical properties that casting polyurethanes compounds from castor oil used
for electrical insulation [38].
Table 2. Properties of cast polyurethanes from high functionality castor oil polyols
Tg(1)
Isocyanate /
Polyol
(DSC)
((°C)
Tg(2)
Tensile
(DMA)
Strength
(°C)
(MPa)
Elonga- Modulus(3) Hardness
tion (%) (MPa)
(Shore D)
Soluble
fraction
(%)
XDI
CO-2ME
12(24)
40(-48)
2.5
112
6.2
31
0.2
MCO-AA
20(22)
35
3.9
84
17
38
0.4
MCO-HEA
13(18)
33
4.7
17
161
25
0.2
CO-2ME
38(63)
74(-31)
36.4
5
500(503)
60
4.4
MCO-AA
46(54)
71
35.3
9
743(1042)
65
2.8
MCO-HEA
16(19)
60
15.3
4
244(448)
50
1.9
HMDI
MDI
21
CO-2ME
54(73)
72
43.9
6
1169(1035) 58
7.7
MCO-AA
28(41)
77(+11)
35.6
8
875(1034)
66
5.0
Castor oil
5
3.2
137
16
0.35
4
1
Values in parentheses after heating at 150 °C. 2Values in parentheses refer to β-transition temp.
3
Young’s Modulus, with flexural modulus in parentheses.
Three polyols made by different methods had rather similar structures and molecular weights but
different functionalities as a consequence of the reaction conditions. MCO-HEA polyol has
additional ester groups which may increase chain interaction, but it has the lowest OH number,
partly due to the higher molecular weight of HEA (dilution effect) but also due to potential side
reactions and incomplete conversion. Higher OH numbers require higher isocyanate content,
which increases the rigidity of the products when using aromatic diisocyanates. MCO-HEA gave
consistently lower Tg, tensile strength, modulus and elongation with HMDI and MDI. These tests
have confirmed that aliphatic isocyanates give softer polyurethanes than cycloaliphatic and
aromatic isocyanates.
3.2.2. Thermal stability of polyurethanes
Sulfur-carbon bonds are less thermally stable than C-C bonds. However, the
polyurethanes, did not show appreciable weight loss below 220 °C as measured by
thermogravimetric analysis (Fig.10), which is considered the onset temperature for the
degradation of the urethane bond. Primary hydroxyls give more stable urethanes than secondary
hydroxyls coming from ricinoleic acid. In theory, aliphatic isocyanates with aliphatic polyols
give more stable urethane bonds than aromatic isocyanates with aliphatic polyols. The knee on
the curves was at about 300 °C but the most thermally stable were, in order of stability, MCOHEA/HMDI > MCO-AA/HMDI > CO-2ME/HMDI and the least stable were CO-2ME/XDI and
MCO-HEA/XDI. The highest thermal stability was obtained with cycloaliphatic HMDI and the
lowest, with MDI. The comparison was made by observing temperature at 5% weight loss.
Weight loss at 600 °C was complete except the samples made with aromatic diisocyanate.
22
Fig.10. TGA curves of polyurethanes made from three polyols and three isocyanates.
3.3. Rigid polyurethane foams
Castor oil-based polyols are compatible with conventional polyether polyols for rigid foams
based on sorbitol or sucrose, and can be used in blends or as sole polyols for preparation of
polyurethane foams of good physical-mechanical properties. Vegetable oil-based polyols are
typically used in flexible foams only in a mixture with petrochemical polyols but could be used
as the sole polyols in rigid foams, if high enough in functionality. For rigid foam applications
high hydroxyl numbers of polyols are required (400-500 mg KOH/g). Rigid PU foams usually
employ physical blowing agents such as low boiling liquids. The somewhat lower hydroxyl
number of the polyols prepared here could be compensated for by adding water which generates
urea bonds while generating CO2.
Rigid polyurethane foams were prepared with castor oil-based polyols alone, using the
formulation shown in Table 3. No physical blowing agent was used, since gas was generated in
the water-isocyanate reaction. Formulations for rigid foams usually contain only amine
catalysts, but we have used also stannous octoate to boost the reactivity of secondary hydroxyls
with isocyanates. Polymeric MDI had a functionality of 2.7.
The foaming process is characterized by several phases involving nucleation of bubbles when the
reaction mass turns white (cream time), foam rise due to cell expansion (rise time), gel time, and
tack free time designating the end of curing. Our systems displayed fast foaming with cream
23
time of around 10-15 seconds and rise time of about 52-90 s, i.e., producing well developed
foams, as shown in Fig. 11. Cross-sections of the foams observed by electron microscopy, Fig.
12, reveal closed cell structure (90%) with average cell size around 210 μm. Properties of rigid
polyurethane foams prepared from the castor oil polyols synthesized by thiol-ene reactions are
presented in Table 4.
Table 3. Formulation for the preparation of rigid PU foams
Component
pph
Polyol
100
Silicon surfactant
2.0
Amine catalyst
0.6
Sn-octoate
0.2
water
4.0
Polymeric MDI
Index 105
pph- parts per hundred parts of polyol
Fig.11. Images of rigid polyurethane cup foams from high functionality castor oil polyols
as sole polyols.
24
Fig. 12.SEM images of cell structure of a) CO-2ME foam, b) MCO-AA foam, and c) MCO-HEA
foam.
Table 4. Properties of rigid polyurethane foams prepared from high functionality castor oil
polyols
FOAM ID
Apparent
Closed cell
Density
content
(kg/m3)
(%)
Compression
strength @ 10%
strain
(kPa)
FOAM-CO-2ME
35
90
127
FOAM-MCO-AA
38
91
159
FOAM-MCO-HEA
37
92
220
These foams are similar to rigid foams from petrochemical polyols. The density of polyurethane
foams from all three polyols was around 35 kg/m3 which is somewhat higher than that required
for thermal insulation (32 kg/m3). Closed cell content of 90-92% is satisfactory for thermal
insulation applications. The compression strengths for PU foams with polyols CO-2ME and
MCO-AA were in the range of 127-159 kPa, which was somewhat higher than the minimum
target value of 120 kg/m3, as a result of higher density and higher crosslink density. The foam
based on MCO-HEA, as sole polyol, had the highest compression strength of 220 kPa.
25
4. CONCLUSIONS
Three high functionality polyols based on castor oil have been prepared by thiol-ene reactions of
castor oil with 2-mercaptoethanol (photochemical thiol-ene reactions) and of mercaptanized
castor oil with allyl alcohol (photochemical) and 2-hydroxyethyl acrylate (Michael thiol-ene
reaction). The polyols had functionalities of 5.1-5.8 and hydroxyl numbers (OH#) of 218-290 mg
KOH/g, higher than castor oil. Cast polyurethane resins were elastomeric or leathery when cured
with aliphatic diisocyanate, but moderately rigid and strong materials when cured with HMDI
and MDI. They may be useful as casting compounds for electrical insulation, various mechanical
parts or as binders for fiber-reinforced composites. The polyols were tested as the sole polyol in
rigid polyurethane foams and demonstrated good physical and mechanical properties, suitable for
use as thermal insulation in freezers, storage tanks for the chemical and food industries, building
insulation and packaging, or as a wood substitute.
Acknowledgment
We are indebted to Chevron Phillips Chemical Company LP for financial support.
This work was also supported by research funding from U.S. Department of Agriculture, Award
No. 2008-38924-19200.
26
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